SEBI Archive

New System for Monitoring Foreign Investment Limits in listed Indian companies-SEBI

Author: | Categories: SEBI No comments
New System for Monitoring Foreign Investment Limits in listed Indian companies CIRCULAR   IMD/FPIC/CIR/P/2018/61 April 05 , 2018 To 1. All Foreign Portfolio Investors ( through their designated Custodian of Securities) 2. The Depositories (NSDL and CDSL) 3. The Stock Exchanges (BSE , NSE and MSEI)   Dear Sir / Madam, Sub:

 

SEBI bars Price Waterhouse and related firms from audit of listed companies.

Author: | Categories: SEBI No comments
SEBI bars Price Waterhouse and related firms from audit of listed companies, , compliance of obligations of such cos. and intermediaries  Securities and Exchange Board of India (SEBI) on the basis of email received in 2009 from from Mr. B. Ramalinga Raju, had carried out an investigation into the

 

SEBI-Revision of limit for investment by FPIs in Govt. Securities for March 2018 quarter

Author: | Categories: SEBI No comments
SEBI-Revision of limit for investment by FPIs in Government Securities for the January – March 2018 quarter, with effect from January 01, 2018 CIRCULAR IMD/FPIC/CIR/P/2017/129 December 20, 2017 To All Foreign Portfolio Investors through their designated Custodians of Securities The Depositories (NSDL and CDSL) Sir / Madam, Sub: Investments

 

Categorization and Rationalization of Mutual Fund Schemes by SEBI. MF Schemes classified into 5 groups

Author: | Categories: SEBI No comments
Categorization and Rationalization of Mutual Fund Schemes by SEBI. Schemes broadly classified into 5 groups, equity, debt, hybrid, Solution oriented & others Securities and Exchange Board of India   CIRCULAR   SEBI/HO/IMD/DF3/CIR/P/2017/114   October 6, 2017   All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual

 

Uploading clients data to stock exchanges by stock brokers – SEBI relaxes norms

Author: | Categories: SEBI No comments
Uploading clients data to stock exchanges by stock brokers-SEBI relaxes norms of Monitoring of Clients Funds and security balance lying with Stock Broker   CIRCULAR   CIR/HO/MIRSD/MIRSD2/CIR/PB/2017/107 September 25, 2017   To, The Managing Directors of all Recognized Stock Exchanges   Dear Sir/Madam, Sub: Clarification to Enhanced Supervision Circular

 

Front running prohibited practice under SEBI Regulations -Supreme Court

Author: | Categories: Judgments, SEBI, Supreme Court No comments
Front running prohibited practice under SEBI Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market Regulations 2003-Supreme Court ABCAUS Case Law Citation: ABCAUS 2079 (2017) (09) SC The Substantial Question of Law framed/urged for determination: Whether ‘front running by non-intermediary’ is a prohibited practice under regulations 3

 

Misuse of bulk SMS in Securities Market sent to investors inducing to purchase stocks of certain companies

Author: | Categories: SEBI No comments
Misuse of bulk SMS in Securities Market sent to investors and general public inducing them to invest in or purchase the stocks of certain listed companies Aug 18, 2017