SEBI Archive

Categorization and Rationalization of Mutual Fund Schemes by SEBI. MF Schemes classified into 5 groups

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Categorization and Rationalization of Mutual Fund Schemes by SEBI. Schemes broadly classified into 5 groups, equity, debt, hybrid, Solution oriented & others Securities and Exchange Board of India   CIRCULAR   SEBI/HO/IMD/DF3/CIR/P/2017/114   October 6, 2017   All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual

 

Uploading clients data to stock exchanges by stock brokers – SEBI relaxes norms

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Uploading clients data to stock exchanges by stock brokers-SEBI relaxes norms of Monitoring of Clients Funds and security balance lying with Stock Broker   CIRCULAR   CIR/HO/MIRSD/MIRSD2/CIR/PB/2017/107 September 25, 2017   To, The Managing Directors of all Recognized Stock Exchanges   Dear Sir/Madam, Sub: Clarification to Enhanced Supervision Circular

 

Front running prohibited practice under SEBI Regulations -Supreme Court

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Front running prohibited practice under SEBI Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market Regulations 2003-Supreme Court ABCAUS Case Law Citation: ABCAUS 2079 (2017) (09) SC The Substantial Question of Law framed/urged for determination: Whether ‘front running by non-intermediary’ is a prohibited practice under regulations 3

 

Misuse of bulk SMS in Securities Market sent to investors inducing to purchase stocks of certain companies

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Misuse of bulk SMS in Securities Market sent to investors and general public inducing them to invest in or purchase the stocks of certain listed companies Aug 18, 2017                                        

 

SEBI Substantial Acquisition of Shares and takeovers (Amendment) Regulations 2017

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SEBI Substantial Acquisition of Shares and takeovers  Regulations 2017. Amendment to provide for debt restructuring scheme as per RBI guidelines  SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th August 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (AMENDMENT) REGULATIONS, 2017 No. SEBI/LAD-NRO/GN/2017-18/015.─In

 

SEBI Issue of Capital and Disclosure Requirements Regulations (Fourth Amendment) 2017

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SEBI Issue of Capital and Disclosure Requirements Regulations (Fourth Amendment) 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th August 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2017 No. SEBI/LAD-NRO/GN/2017-18/016. ─In exercise of the powers conferred under section

 

SEBI suspends trading of securities in 331 shell companies. Download Complete list of 331 shell companies

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SEBI suspends trading of securities in 331 shell companies. Trading permitted only on 1st Monday of month. Download Complete list of 331 shell companies SEBI in its communication dated 7th August, 2017 has forwarded a database of 331 shell companies to all Stock Exchanges (i.e. BSE, NSE, MSE )