SEBI

Disclosure of risk-o-meter of scheme, benchmark and portfolio details by AMCs

Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors by Asset Management Companies (AMCs)

Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors. SEBI vide circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 dated April 29, 2021 mandated mutual funds to disclose the following to the investors in which the unit holders are invested as on the date on which the disclosures are stipulated:

a. risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and

b. details of the portfolio while communicating the fortnightly, monthly and half-yearly statement of scheme portfolio via email.

In continuation with the aforesaid circular, it is clarified that AMCs shall disclose the following in all disclosures, including promotional material or that stipulated by SEBI:

a. risk-o-meter of the scheme wherever the performance of the scheme is disclosed

b. risk-o-meter of the scheme and benchmark wherever the performance of the scheme vis-à-vis that of the benchmark is disclosed.

The portfolio disclosure in terms of para 3 of SEBI circular SEBI/HO/IMD/DF2/CIR/P/2018/92 dated June 5, 2018 on ‘Go Green Initiative in Mutual Funds’ shall also include the scheme risk-o-meter, name of benchmark and risk-o-meter of benchmark.

The disclosure requirement of the risk-o-meter of benchmark is applicable for primary benchmark which is specified in the Scheme Information Document.

For international benchmarks, risk-o-meter score may be assigned in line with risk-o-meter score assigned to foreign securities as specified in SEBI circular on Product Labeling in Mutual Fund schemes –Risk-o-meter dated October 5, 2020. 6. With regard to para 2(b) of SEBI circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 dated April 29, 2021, AMCs shall provide a feature wherein a link is provided to investors to their registered email to enable the investor to directly view/download only the portfolio of schemes subscribed by the said investor.

AMCs shall enter into arrangements with their selected Index providers to provide the risk-o-meter for their benchmarks to the AMCs latest by the fifth day subsequent to the end of the month.

The provisions of this circular shall be applicable with effect from October 1, 2021. However, AMCs may choose to adopt the provisions of this circular before the effective date 

CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621 dated August 31, 2021 Click Here >>

Share

Recent Posts

  • Income Tax

Section 148 of it Act after 01.04.2021, not require recording reason to believe

Section 148 of Income Tax Act after 01.04.2021, does not even require recording reason to believe. In a recent judgment,…

2 hours ago
  • Income Tax

Income Tax Deptt. Lucknow to hire Young Professional for assisting before ITAT

Income Tax Department, Lucknow is hiring Young Professional for assisting the Departmental Officers posted in various benches of ITAT, Lucknow…

3 hours ago
  • Income Tax

Burden of proof on assessee to adduce evidence that land sold is agricultural

Burden of proof is on assessee to adduce cogent evidence that land sold was an agricultural land – Supreme Court…

4 hours ago
  • GST

Civil Court decreed refund of FD given as security deposit for registration in VAT era

Civil Court decreed refund of security deposit of VAT era as in GST Regime there is no requirement of security…

5 hours ago
  • Income Tax

Pursuing rectification u/s 154 is reasonable cause for condonation of delay in filing appeal

Pursuing remedy through rectification application u/s 154 within time, is a reasonable cause for condonation of delay in filing of…

6 hours ago
  • Income Tax

Allowability of depreciation on highway project awarded on DBOT basis

ITAT allows depreciation on highway project awarded on DBOT basis In a recent judgment, ITAT Delhi allows depreciation on highway…

23 hours ago