SEBI

  • SEBI

SEBI Clarification on valuation of bonds issued under Basel III framework. Deemed residual maturity

SEBI Clarification on the valuation of bonds issued under Basel III framework. Deemed residual maturity for valuation of existing and…

3 years ago
  • SEBI

SEBi Guidelines for Business Continuity Plan (BCP) & Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)

SEBI Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) Securities And Exchange Board…

3 years ago
  • SEBI

Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations 2021

SEBI (Portfolio Managers) (Amendment) Regulations, 2021. Qualification to include Graduate Program from NISM or CFA charter CFA institute   SECURITIES…

3 years ago
  • Uncategorized

SEBI Research Analysts Amendment) Regulations 2021. Professional qualification to include PG from NISM

SEBI (Research Analysts) (Amendment) Regulations 2021. Professional qualification to include Post Graduate Program from NISM    SECURITIES AND EXCHANGE BOARD…

3 years ago
  • SEBI

SEBI (Investment Advisers) (2nd Amendment) Regulations 2021. Qualification of a investment advisor

SEBI (Investment Advisers) (2nd Amendment) Regulations 2021. Qualification of a registered investment advisor to include Graduate Program of NISM and…

3 years ago
  • SEBI

Investment in debt instruments with special features & valuation of perpetual bonds

Review of norms of investment in debt instruments with special features & valuation of perpetual bonds SECURITIES & EXCHANGE BOARD…

3 years ago
  • SEBI

Rollout of Legal Entity Template by SEBI. KYC record of LE accounts to be uploaded to CKYCR

Rollout of Legal Entity Template by SEBI. KYC record of LE accounts opened after 31.03.2021 to be uploaded to Central…

3 years ago
  • SEBI

Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines

Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05,…

3 years ago
  • SEBI

SEBI Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse

SEBI extends Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse to Stock Exchanges, Clearing Corporations…

3 years ago
  • SEBI

SEBI Master Circular on Surveillance of Securities Market

SEBI Master Circular on Surveillance of Securities Market SECURITES AND EXCHANGE BOARD OF INDIA MASTER CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/22 March 01, 2021…

3 years ago