Category: SEBI
SEBI relaxes minimum information of related party transaction to be provided to audit committee and shareholders for approval SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) require related party transactions (RPTs) to be approved by the audit committee and by the shareholders, if material. Industry Standards …
SEBI rationalizes and standardizes the penalty framework for levying penalties on stock brokers by stock exchanges. In the current penalty framework for stock brokers, penalties for similar observations may differ across stock exchanges, and in some cases, the stock brokers who have membership with multiple exchanges may face …
SEBI warns public against fake SEBI notices on letter head, logo and seal of SEBI It has come to the notice of Securities and Exchange Board of India (SEBI) that certain individuals have received communication wherein sender falsely claims to be an official of SEBI using letter head, …
SEBI issues revised FAQ on Account opening by Persons with Disabilities, making digital KYC process inclusive and accessible The Hon’ble Supreme Court in its recent judgement, emphasized the need for equal and accessible inclusion of persons with disabilities for availing financial services and directed to ensure that the …
Investments made by a member shall not be construed as business in deciding qualifications for membership of a recognised stock exchange Rule 8 and of the Securities Contracts (Regulation) Rules, 1957 provide inter alia that no person shall be eligible to be elected or once elected continue as …
Cost accountant included in the list of eligible internal auditor of Credit Rating Agencies. SEBI has included the Cost Accountant as eligible for internal audit of credit rating agencies. It is known that Institute of Cost Accountants of India (ICMAI) is actively representing to the Government/other autonomous bodies …
SEBI warns Mr. Saravana R an unregistered investment advisor at Cosmofeed platform The Securities and Exchange Board of India (SEBI) issued a warning to Saravana R, Bengaluru associated with Cosmofeed, due to his involvement in providing unauthorized investment advice through social media platforms Cosmofeed is an all-in-one platform …
SEBI launches Official X (formerly Twitter) account Securities and Exchange Board of India (SEBI) launched its official X (formerly Twitter) account, viz. @SEBI_updates, on April 04, 2025. Henceforth, SEBI shall be posting notifications relating to Regulations, Orders, Circulars, Press Releases etc. on the above X (formerly Twitter)handlewhich will …
All SEBI regulated/registered entities to only use ‘1600’ phone number series exclusively for service and transactional voice calls to their existing customers New ‘1600’ Phone number series to Combat Fraud and Enhance Investor Protection in the securities market In an effort to enhance investor protection and curb financial …
SEBI to utilise DigiLocker as a means of reducing unclaimed assets in stock market. SEBI has decided to use the facility of DigiLocker as a means of reducing unclaimed assets in stock market. As per Circular dated 19.03.2025 SEBI has issued necessary directions and advisory to investors in …
