Category: SEBI
SEBI provides specific timelines for dealing with appeals made by the issuer in respect of rating actions carried out pursuant to periodic surveillance of ratings. SBI has provided specific timelines for disposal and communication of appeals by CRAs against credit rating done in periodic surveillance. SEBI’s Master Circular dated …
SEBI mandates email as default mode of dispatch for Consolidated Account Statement by Depositories, Mutual Fund etc. SEBI has mandated email as default mode of dispatch for Consolidated Account Statement by Depositories, Mutual Fund etc. According to SBI Circular dated 1st July 2024, the decision has been taken …
New Logo of SEBI unveiled. new logo retains traditional blue colour palette while also reflecting the aspiration of a new and modern nation New Logo of SEBI SEBI Press Release Securities Market regulator, SEBI has a new logo from today. The new logo was unveiled at …
SEBI requires investors to link PAN with Aadhaar number prior to March 31, 2023 Linking of PAN with Aadhaar to be done by March 31, 2023 The provisions of Income – tax Act, 1961, make it mandatory for every person who has been allotted a Permanent Account Number …
Qualified Stock Broker. – SEBI prescribes qualifying parameters and responsibilities SEBI vide notification No. SEBI/LAD-NRO/GN/2023/116 has amended the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 by notifying the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 defining a Qualified Stock Broker. The …
SEBI notifies rules for listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises SEBI has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2022. Listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises These regulations …
Unit Holders of Mutual fund to provide nomination or opt out before 31.03.2023 to avoid freezing their folios. SEBI issued guidelines for Nomination for Mutual Fund Unit Holders SEBI has issued the following guidelines for nomination for eligible Mutual Fund Unit Holders: Nomination for eligible Mutual Fund Unit …
Procedure for seeking prior approval for change in control of Portfolio Managers SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD-1/DOF1/P/CIR/2022/77 June 02, 2022 To,All Portfolio Managers Sir / Madam, Subject: Procedure for seeking prior approval for change in control of Portfolio Managers 1. Regulation 11(aa) of SEBI (Portfolio …
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default SEBI vide circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 1, 2020 had specified the Standard Operating Procedure for the steps to be taken by the Stock Exchanges (“SEs”), Clearing Corporations (“CCs”) and Depositories …
SEBI simplifies procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to SEBI (LODR) (Fourth Amendment) Regulations, 2022 dated April 25th, 2022, SEBI has issued circular no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/65 …