Category: SEBI
SAT quashed SEBI order debarring by Price Waterhouse firms/other auditors from auditing listed Companies and Directions to listed Companies not to engage ABCAUS Case Law Citation:ABCAUS 3145 (2019) (09) SAT In the instant case, the appellant led by Price Waterhouse & Co had filed a group of appeals …
Extension of deadline for transfer of Clients’ Securities to their demat accounts by Trading / Clearing Members to 1st October 2019 from 1st September 2019 – SEBI Circular CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/95 August 29, 2019 ToAll Recognized Stock ExchangesAll Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
Non-compliance of provisions of SEBI ICDR Regulations to attract stiff penalties. Stock exchange to issue notices to non-compliant listed entities. Circular Securities and Exchange Board of India CIRCULAR SEBI/ HO/CFD/ DIL2/CIR/ P/2019/94 …
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds –Pending deployment Securities and Exchange Board of India CIRCULARSEBI/HO/IMD/DF4/CIR/P/2019/093 August 16, 2019 All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds Sir/Madam, Sub: Parking of …
Disclosure of reasons for encumbrance by promoter of listed companies. Additional disclosure requirements under SEBI Takeover Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR1/CIR/P/2019/90 August 07, 2019 To,All recognised stock exchanges Dear Sir/ Madam, Sub: Disclosure of reasons for encumbrance by promoter of listed companies 1. The …
SCORES user id password generation automation by SEBI for all new registered intermediaries to streamline process of providing SCORES credentials in the interest of investors Securities and Exchange of Board of Director CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2019/86 August 02, 2019 To All Intermediaries registered with SEBI (except Stock Brokers and Depository Participants)All …
LES in Commodity Derivatives Contracts-Exemption to exchanges during first 5 years of operation from the date of SEBI’s approval for commencement Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/84 July 26, 2019 To,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir …
Staggered delivery Period in Commodity futures contracts-Revised norms by SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/83 July 26,2019 To ,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives SegmentAll Recognized Clearing Corporations having Commodity Derivatives Segment Dear Sir / Madam, Sub: Staggered Delivery …
Streamlining the Process of Public Issue of Equity Shares and convertibles Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount Securities and Exchange Board of India SEBI/ HO/CFD/DIL2/CIRIP/2019/85 July 26, 2019 ToRecognized Stock Exchanges DepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue …
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2019/82 July 19, 2019 To 1. All Listed Companies through the Stock Exchanges2. All Intermediaries registered with SEBI under Section 12 of the SEBI Act, 19923. Fiduciaries as per SEBI …
