Category: SEBI
SEBI defers timeline for implementation of Phase III of Nomination SEBI had issued a circular on “Revise and Revamp Nomination Facilities in the Indian Securities Market” on January 10, 2025. Pursuant to the representations received from various stakeholders, SEBI had decided to implement the circular in three (3) …
SEBI revises its regulation on additional incentives to Mutual Fund distributors for onboarding new individual investors from B-30 cities and women investors Regulation 52(6A)(b) of the SEBI (Mutual Funds) Regulations 1996 provide a framework for incentivizing distributors for new investment/inflows from beyond top 30 cities (B-30 cities). However, …
SEBI Has issued a Press Release cautioning on dealing in Digital Gold. Digital Gold or E-Gold refers to electronic investment products that allow investors to buy, sell, and hold gold digitally without physically possessing it. Such Digital Gold is claimed to backed by real, physical gold stored securely …
SEBI relaxes minimum information of related party transaction to be provided to audit committee and shareholders for approval SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) require related party transactions (RPTs) to be approved by the audit committee and by the shareholders, if material. Industry Standards …
SEBI rationalizes and standardizes the penalty framework for levying penalties on stock brokers by stock exchanges. In the current penalty framework for stock brokers, penalties for similar observations may differ across stock exchanges, and in some cases, the stock brokers who have membership with multiple exchanges may face …
SEBI warns public against fake SEBI notices on letter head, logo and seal of SEBI It has come to the notice of Securities and Exchange Board of India (SEBI) that certain individuals have received communication wherein sender falsely claims to be an official of SEBI using letter head, …
SEBI issues revised FAQ on Account opening by Persons with Disabilities, making digital KYC process inclusive and accessible The Hon’ble Supreme Court in its recent judgement, emphasized the need for equal and accessible inclusion of persons with disabilities for availing financial services and directed to ensure that the …
Investments made by a member shall not be construed as business in deciding qualifications for membership of a recognised stock exchange Rule 8 and of the Securities Contracts (Regulation) Rules, 1957 provide inter alia that no person shall be eligible to be elected or once elected continue as …
Cost accountant included in the list of eligible internal auditor of Credit Rating Agencies. SEBI has included the Cost Accountant as eligible for internal audit of credit rating agencies. It is known that Institute of Cost Accountants of India (ICMAI) is actively representing to the Government/other autonomous bodies …
SEBI warns Mr. Saravana R an unregistered investment advisor at Cosmofeed platform The Securities and Exchange Board of India (SEBI) issued a warning to Saravana R, Bengaluru associated with Cosmofeed, due to his involvement in providing unauthorized investment advice through social media platforms Cosmofeed is an all-in-one platform …
