Category: SEBI
Total Expense Ratio and Performance Disclosure for Mutual Funds – SEBI Direction to bring transparency, reduce portfolio churning and mis-selling in MF schemes Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2018/137 October 22, 2018 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of …
SEBI Buy-back of Securities Regulations 2018. Conditions, compliance and filing requirements, tender offer, public announcement, offer procedure etc. SEBI has notified the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 2018. These regulations shall come into force on the date of their publication in the Official …
Prosecution cases launched for violation of SEBI Act and Regulations. SEBI has made available a list of where prosecution has been launched for violation of SEBI Regulations including Collective Investment Regulations 1999 Prosecution cases launched for violation of SEBI cases other than Collective Investment Scheme (588 cases starting …
Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as an intermediary to be registered with SEBI CIRCULAR SEBI/HO/MIRSD/DoP/CIR/P/2018/117 August 03, 2018 To, 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Sub-Brokers through Recognized Stock Exchanges Dear Sir/Madam, Sub: Role of Sub-Broker …
SEBI issues Master Circular for Mutual Funds For effective regulation of the Mutual Fund Industry, Securities and Exchange Board of India (SEBI) has been issuing various circulars from time to time. In order to enable the industry and other users to have an access to all the applicable …
Guidelines on Anti-Money Laundering Standards and Combating the Financing of Terrorism. Obligations of Securities Market Intermediaries under PMLA MASTER CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/104 July 04,2018 To, All Intermediaries registered w ith SEBI under Section 12 of the Securities and Exc hange Board of India Act, 1992. (Through the stock exchanges for …
Review of mechanism of dividend adjustment for stock options-SEBI CIRCULAR CIR/MRD/DoP-1/P/00108/2018 July 5, 2018 To All Stock Exchanges Dear Sir/Madam, Sub: Review of Adjustment of corporate actions for Stock Options. 1. SEBI, vide Circular No. SMDRP/DC/CIR-8/01 dated June 21, 2001, prescribed a framework for adjustment of corporate actions …
SEBI list of defaulters SEBI has issued list of defaulters as on 31st March 2018 for non-payment of Penalty imposed through orders passed upto December 31, 2017 The List contains the name and address of the defaulters, nature of violation, the amount of penalty and the date of …
SEBI in its Board Meeting dated 21st June, 2018 has taken the following decisions: 1. Review of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 The Board has approved certain amendments to SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. As part of the amendments, it …
New System for Monitoring Foreign Investment Limits in listed Indian companies CIRCULAR IMD/FPIC/CIR/P/2018/61 April 05 , 2018 To 1. All Foreign Portfolio Investors ( through their designated Custodian of Securities) 2. The Depositories (NSDL and CDSL) 3. The Stock Exchanges (BSE , NSE and MSEI) Dear Sir / Madam, …
