Category: SEBI

SEBI (Alternative Investment Funds) (Amendment) Regulations 2021

Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2021   SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 8th, January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/01.─In exercise of the powers conferred by sub-section …

SEBI Operational guidelines for Transfer & Dematerialization of re-lodged physical shares

SEBI Operational guidelines for Transfer & Dematerialization of re-lodged physical shares / crediting transferred shares into demat account of investor SECURITIES AND EXCHANGE BOARD OF INIDA CIRCULARSEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 December 02, 2020 ToAll Listed Companies(through Stock Exchanges)All Registrars to an Issue & Share Transfer Agents (RTA)All DepositoriesAll Recognized Stock ExchangesAll …

SEBI again gives relaxation in timelines for compliance with regulatory requirements

SEBI again gives relaxation in timelines for compliance with regulatory requirements by trading/ clearing members, depositories participants CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/235 December 01, 2020 To,1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres)2. All Depositories3. Trading members / Clearing Members through Stock Exchanges/Clearing Corporations …

Fines for non-compliance with SEBI continuous disclosure requirements

Fines for non-compliance with continuous disclosure requirements for issuers of listed Non-Convertible Debt Securities, NCRPS, Commercial Papers CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/ 2020/ 231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non – Convertible Debt Securities and/or Non – Convertible Redeemable Preference Shares All …