Category: SEBI

SEBI revises Reporting Formats for Mutual Funds

SEBI revises Reporting Formats for Mutual Funds. Reports to be submitted by AMCs to Trustees, by AMCs to SEBI and by Trustees to SEBI reviewed Securities and Exchange Board of India CIRCULARSEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550 April 12, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/Board of Trustees of …

Reduction in time limit for unblocking/refund of application money in terms of SEBI (ICDR) Regulations

Reduction in time limit for unblocking/refund of application money in terms of the SEBI (ICDR) Regulations SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2021/47 March 31, 2021 ToAll Registered Merchant BankersAll the Nationwide Stock ExchangesAll Registered Registrars to an Issue and Share Transfer AgentsAll Self Certified Syndicate Banks …

Revised Procedure for Combating Financing of Terrorism. SEBI directions to Stock Exchanges, Depositories & all registered intermediaries

Revised procedure for Combating Financing of Terrorism (CFT)–SEBI Directions to Stock Exchanges, Depositories & all registered intermediaries SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2021/36 March 25, 2021 To,All Intermediaries Registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 1992(Through the Stock …

Review of delivery default and penalty norms in commodity derivatives segment

Review of delivery default and penalty norms in commodity derivatives segment. Percentage of penalty and norms for apportionment of penalty SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 March 23, 2021 To The Managing Directors / Chief Executive OfficersAll Clearing Corporations having Commodity Derivatives Segment Sir / Madam, …

SEBI Clarification on valuation of bonds issued under Basel III framework. Deemed residual maturity

SEBI Clarification on the valuation of bonds issued under Basel III framework. Deemed residual maturity for valuation of existing and new bonds  Securities And Exchange Board Of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/034 March 22, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Boards of Trustees of Mutual Funds/Association of …

SEBi Guidelines for Business Continuity Plan (BCP) & Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)

SEBI Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) Securities And Exchange Board Of India CIRCULAR SEBI/HO/MRD1/DTCS/CIR/P/2021/33 March 22, 2021 To,All Stock Exchanges,All Depositories,All Clearing Corporations Dear Sir/ Madam, Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market …

SEBI Research Analysts Amendment) Regulations 2021. Professional qualification to include PG from NISM

SEBI (Research Analysts) (Amendment) Regulations 2021. Professional qualification to include Post Graduate Program from NISM    SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA  (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09.—In exercise of the powers conferred …