Category: SEBI

Obligations of Securities Market Intermediaries under PMLA – SEBI Master Circular

Guidelines on Anti-Money Laundering Standards and Combating the Financing of Terrorism. Obligations of Securities Market Intermediaries under PMLA MASTER CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/104                                                   July 04,2018 To, All Intermediaries registered w ith SEBI under Section 12 of the Securities and Exc hange Board of India Act, 1992. (Through the stock exchanges for …

Review of mechanism of dividend adjustment for stock options-SEBI

Review of mechanism of dividend adjustment for stock options-SEBI CIRCULAR CIR/MRD/DoP-1/P/00108/2018 July 5, 2018 To All Stock Exchanges Dear Sir/Madam, Sub: Review of Adjustment of corporate actions for Stock Options. 1. SEBI, vide Circular No. SMDRP/DC/CIR-8/01 dated June 21, 2001, prescribed a framework for adjustment of corporate actions …

Decisions taken by SEBI in its Board Meeting dated 21st June, 2018

SEBI in its Board Meeting dated 21st June, 2018 has taken the following decisions: 1. Review of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 The Board has approved certain amendments to SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. As part of the amendments, it …

Categorization and Rationalization of Mutual Fund Schemes by SEBI. MF Schemes classified into 5 groups

Categorization and Rationalization of Mutual Fund Schemes by SEBI. Schemes broadly classified into 5 groups, equity, debt, hybrid, Solution oriented & others Securities and Exchange Board of India   CIRCULAR   SEBI/HO/IMD/DF3/CIR/P/2017/114   October 6, 2017   All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of …