Category: SEBI
SOP for suspension/ revocation of trading of specified securities for non-compliance with SEBI Listing Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/12 January 22, 2020 To,All the Recognized Stock ExchangesAll Depositories Dear Sir/Madam, Sub: Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, …
SEBI Streamlines Process of Rights Issues where Letter of Offer (LoF) is filed with stock exchanges on or after 14.02.2020 Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 ToRecognized Stock ExchangesDepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsRegistered Depository ParticipantsRegistered …
Exemption from clubbing of investment limit for foreign Govt. agencies and its related entities. Amendment to Operational guidelines for FPIs & OOPs/EFIs Securities and Exchange Board of India CIRCULAR IMD/ FPI&C/CIR/P/2020/07January 16, 2020 To1. All Foreign Portfolio Investors (“FPis”) through their Designated Depository Participants (“DDPs”)/ Custodian of2. Designated …
SEBI defers requirement of Chairperson of top 500 listed entities to be a non-executive director Regulation 17(1B) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 requires that with effect from April 1, 2020, the top 500 listed entities shall ensure that …
Measures to strengthen the conduct of Investment Advisers (IA) – SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2019/169 …
Investment in Mutual Funds units in name of minor by guardian and ease of process for transmission of units Securities and Exchange Board of India CIRCULAR SEBI/ HO/ IMD/DF3/CIR/P/2019/166 December 24, 2019 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/ Association of …
Framework for issuance of Depository Receipts by Listed Companies – SEBI Circular. List of Permissible Jurisdictions for International Exchange(s) SECURITIES AND EXCHANGE BOARD OF INDIACIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2019/146 November 28, 2019 To,1. All recognized Stock Exchanges2. All Listed Companies through recognized Stock Exchanges3. All recognized Depositories4. All recognized Custodians Dear …
Listed companies to disclose defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/140 November 21, 2019 ToAll Listed entitiesAll Recognised Stock Exchanges Madam / Sir, Sub: Disclosures by listed …
Mechanism for Mapping of Unique Client Code (UCC) with demat account of the clients Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/136 November 15, 2019 To,All Recognised Stock ExchangesAll Depositories Dear Sir / Madam, Subject: Mapping of Unique Client Code (UCC) with demat account of the clients 1. …
SEBI Enhanced Governance Norms for Credit Rating Agencies (CRAs) CIRCULARSEBI/HO/MIRSD/CRADT/CIR/P/2019/121 November 04, 2019 ToAll Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Enhanced Governance Norms for Credit Rating Agencies (CRAs) In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following …
