Category: SEBI

SEBI relaxes procedural matters related to Issues and Listing

SEBI relaxes procedural matters related to Issues and Listing SEBI vide Circular no. SEBI/HO/CFD/DIL2/CIR/P/2020/78 dated May 6, 2020, granted one time relaxations from strict enforcement of certain regulations of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, pertaining to Rights Issue opening upto July 31, 2020. Based …

SEBI mandates certification requirement for principal officer/employees of Portfolio Managers

SEBI mandates certification for principal officer/employees of Portfolio Managers having decision making authority related to fund management As per the notification No. SEBI/LAD-NRO/GN/2021/49 issued the following is prescribed: Certification requirement for Portfolio Managers  1. The associated persons functioning as principal officer of a Portfolio Manager or employee(s) of …

Disclosure of risk-o-meter of scheme, benchmark and portfolio details by AMCs

Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors by Asset Management Companies (AMCs) Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors. SEBI vide circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 dated April 29, 2021 mandated mutual funds to disclose the following to the investors …