Category: SEBI

Entities permitted to undertake e-KYC Aadhaar Authentication service in Securities Market

Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/80 May 12, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in India All Mutual funds and AMCs through …

SEBI (Payment of Fees) (Amendment) Regulations 2020

SEBI (Payment of Fees) (Amendment) Regulations 2020   SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 8th May, 2020   SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES)(AMENDMENT) REGULATIONS, 2020   No. SEBI/LAD-NRO/GN/2020/011.—In exercise of the powers conferred under Section 30 of the Securities …

SEBI relaxes compliance requirements of Mutual Funds

SEBI relaxes compliance requirements of Mutual Funds SECURITIES AND EXCHANGE BOARD OF INDIA SEBI/HO/IMD/DF3/CIR/P/2020/76 April 30, 2020 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir / Madam, Sub: Relaxation in compliance with requirements pertaining to Mutual …

SEBI extends timeline for compliance with investment limits in unlisted NCDs

SEBI extends timeline for compliance with maximum limits for investment in unlisted NCDs Securities and Exchange Board of India SEBI/HO/IMD/DF2/CIR/P/2020/75.                                                    April 28, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/  Sir / Madam, Subject: Existing grandfathered unlisted NCDs  1. SEBI vide …

SEBI Clarification on KYC Process and Use of Technology for KYC

SEBI Clarification on KYC Process and Use of Technology for KYC Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/73 April 24, 2020 To,All Recognized Stock ExchangesAll Recognized DepositoriesStock Brokers through Recognized Stock ExchangesDepository Participants through DepositoriesAssociation of Mutual Funds in IndiaAll Mutual funds and AMCs through AMFIPortfolio ManagersKYC …