Category: SEBI

Review of Advance Intimation timelines for modifications in commodity derivatives contracts

SEBI reduces advance intimation timelines for modifications in the contract specifications of commodity derivatives contracts   SEBI has specified the procedure for carrying out modifications in the contract specifications of commodity derivatives contracts vide circular no. SEBI/HO/CDMRD/CIR/P/2019/135 dated November 14, 2019. Based on their materiality, the contract modifications …

SEBI extends provisions for alignment of interest of Key Employees of AMCs

SEBI extends provisions for alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 June 25, 2021 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds /Association …

Prudential norms for liquidity risk management for open ended debt schemes

Prudential norms for liquidity risk management for open ended debt schemes. Base calculation for asset allocation limits Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in …

Framework for AIFs to invest in units of other AIFs & directly in securities of investee companies

Framework for Alternative Investment Funds (AIFs) to invest simultaneously in units of other AIFs and directly in securities of investee companies Securities & Exchange Board of India CIRCULARSEBI/HO/IMD-I/DF6/P/CIR/2021/584 June 25, 2021 To,All Alternative Investment Funds (AIFs) Sir/ Madam, Sub: Amendment to SEBI (Alternative Investment Funds) Regulations, 2012 1. …

BASL granted recognition as Investment Adviser Administration and Supervisory Body by SEBI

BSE Administration & Supervision Limited  granted recognition as Investment Adviser Administration and Supervisory Body under SEBI (Investment Advisers) Regulations 2013 SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/579 June 18, 2021 ToAll Investment AdvisersInvestment Adviser Administration and Supervisory Body Dear Sir / Madam, Subject: Framework for administration and …