Category: SEBI
SEBI Block Mechanism in demat account of clients undertaking sale transactions SEBI has worked out a mechanism of block in the demat account of clients undertaking sale transactions. When the client intends to make a sale transaction, shares will be blocked in the demat account of the client …
SEBI reduces advance intimation timelines for modifications in the contract specifications of commodity derivatives contracts SEBI has specified the procedure for carrying out modifications in the contract specifications of commodity derivatives contracts vide circular no. SEBI/HO/CDMRD/CIR/P/2019/135 dated November 14, 2019. Based on their materiality, the contract modifications …
SEBI issues SoP for listed subsidiary company desirous of getting delisted through Scheme of Arrangement SEBI issues Standard Operating Procedure for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement wherein the listed parent holding company and the listed subsidiary are in the same line …
Cross Margin in Commodity Index Futures and its underlying constituent futures or its variants SECURITIES & EXCHANGE BOARD OF INDIA SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/586 June 29,2021 To, The Managing Directors / Chief Executive Officers, All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cross Margin in Commodity Index Futures …
SEBI extends provisions for alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 June 25, 2021 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds /Association …
Prudential norms for liquidity risk management for open ended debt schemes. Base calculation for asset allocation limits Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in …
Framework for Alternative Investment Funds (AIFs) to invest simultaneously in units of other AIFs and directly in securities of investee companies Securities & Exchange Board of India CIRCULARSEBI/HO/IMD-I/DF6/P/CIR/2021/584 June 25, 2021 To,All Alternative Investment Funds (AIFs) Sir/ Madam, Sub: Amendment to SEBI (Alternative Investment Funds) Regulations, 2012 1. …
BSE Administration & Supervision Limited granted recognition as Investment Adviser Administration and Supervisory Body under SEBI (Investment Advisers) Regulations 2013 SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/579 June 18, 2021 ToAll Investment AdvisersInvestment Adviser Administration and Supervisory Body Dear Sir / Madam, Subject: Framework for administration and …
SEBI amends conditions for Mutual Funds entering into plain vanilla Interest Rate Swaps (IRS) for hedging purposes. SEBI has issued Circular No. Cir/IMD/DF/11/2010 dated August 18, 2010 providing that Mutual Funds may enter into plain vanilla interest rate swaps for hedging purposes. It was provided that the counter …
SEBI amends requirements for listing of securities on a recognised stock exchange. The Securities Contracts (Regulation) (Amendment) Rules, 2021 SEBI has amended the Securities Contracts (Regulation) Rules, 1957. The summary of amendments are as under: Regulation Existing Rule Amended Rule Regulation 19Requirements with respect to the listing of …
