Tag: sebi circular
SEBI simplifies procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to SEBI (LODR) (Fourth Amendment) Regulations, 2022 dated April 25th, 2022, SEBI has issued circular no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/65 …
SEBI issues Guidelines on Accounting as per IND AS of Mutual Funds Schemes SEBI vide notification dated January 25, 2022 had amended SEBI (Mutual Funds)Regulations, 1996(MF Regulations), which,inter-alia, mandated that the Asset Management Companies (AMCs) shall prepare the Financial Statements and Accounts of the Mutual Fund Schemes in …
Change in control of the asset management company involving scheme of arrangement SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/10 January 31, 2022 To, All Mutual Funds All Asset Management Companies All Trustee Companies/ Boards of Trustees of Mutual Funds Association of Mutual Funds in India (”AMFI”) …
SEBI KYC Registration Agency (Amendment) Regulations 2022. More duties/power given to KRA SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 28th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA {KYC (KNOW YOUR CLIENT) REGISTRATION AGENCY} (AMENDMENT) REGULATIONS, 2022 No. SEBI/LAD-NRO/GN/2022/72.—In exercise of the powers …
SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations 2022. SEBI amends the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 24th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) …
SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) (Amendment) Regulations 2022 The Securities and Exchange Board of India has notified the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) (Amendment) Regulations, 2022 to further amend …
Guidelines for Investment and/or Trading in Securities by Employees of AMC(s) and Trustees SEBI had specified the norms for investment/ trading in securities by employees of AMC(s) and Trustees of Mutual Funds. Subsequently, SEBI partially modified it. Now based on the representations SEBI has decided to review the …
Maintenance of current accounts in multiple banks by Stock Brokers Stock brokers may open appropriate no. of current accounts in multiple banks – SEBI SEBI vide circular no. SMD/SED/CIR/93/23321dated November 18, 1993 on “Regulation of Transactions between Clients and Brokers” mandated that all the stock brokers shall keep …
SEBI relaxes procedural matters related to Issues and Listing SEBI vide Circular no. SEBI/HO/CFD/DIL2/CIR/P/2020/78 dated May 6, 2020, granted one time relaxations from strict enforcement of certain regulations of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, pertaining to Rights Issue opening upto July 31, 2020. Based …
SEBI mandates certification for principal officer/employees of Portfolio Managers having decision making authority related to fund management As per the notification No. SEBI/LAD-NRO/GN/2021/49 issued the following is prescribed: Certification requirement for Portfolio Managers 1. The associated persons functioning as principal officer of a Portfolio Manager or employee(s) of …
