Tag: sebi circular

Extension of deadline for transfer of Clients’ Securities by Trading /Clearing Members – SEBI Circular

Extension of deadline for transfer of Clients’ Securities to their demat accounts by Trading / Clearing Members to 1st October 2019 from 1st September 2019 – SEBI Circular CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/95 August 29, 2019 ToAll Recognized Stock ExchangesAll Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …

Disclosure of reasons for encumbrance by promoter of listed companies-additional disclosure requirements

Disclosure of reasons for encumbrance by promoter of listed companies. Additional disclosure requirements under SEBI Takeover Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR1/CIR/P/2019/90                                        August 07, 2019 To,All recognised stock exchanges Dear Sir/ Madam, Sub:  Disclosure  of  reasons  for encumbrance  by  promoter  of  listed companies 1. The …

SCORES user id password generation automation by SEBI for all new registered intermediaries

SCORES user id password generation automation by SEBI for all new registered intermediaries to streamline process of providing SCORES credentials in the interest of investors Securities and Exchange of Board of Director CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2019/86 August 02, 2019 To All Intermediaries registered with SEBI (except Stock Brokers and Depository  Participants)All …

LES in Commodity Derivatives Contracts-Exemption to exchanges in first 5 years of operation

LES in Commodity Derivatives Contracts-Exemption to exchanges during first 5 years of operation from the date of SEBI’s approval for commencement  Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/84                                                July 26, 2019 To,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir …

Staggered delivery Period in Commodity futures contracts-Revised norms by SEBI

Staggered delivery Period in Commodity futures contracts-Revised norms by SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/83                                                  July 26,2019 To ,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives SegmentAll Recognized Clearing Corporations having Commodity Derivatives Segment Dear Sir / Madam, Sub: Staggered Delivery …

Streamlining Process of Public Issue of Equity Shares & convertibles­. Phase II Implementation

Streamlining the Process of Public Issue of Equity Shares and convertibles­ Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount Securities and Exchange Board of India SEBI/ HO/CFD/DIL2/CIRIP/2019/85                                                          July 26, 2019 ToRecognized Stock Exchanges DepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue …

Implementation Phase II of UPI for public issue of equity shares & convertibles

Streamlining public issue of equity shares & convertibles process-Implementation Phase II of UPI with Application Supported by Block Amount SEBI/HO/CFD/DIL2/CIR/P/2019/76 June 28, 2019 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers …

Handling Clients Securities by Trading/Clearing Members-SEBI Guidelines

Handling Clients Securities by Trading Members/Clearing Members. Client running account & pledging client securities with Banks/NBFCs, unpaid clients SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR CIR/ HO/MIRSD/DOP/CIR/ P/2019/75                                                                         June 20, 2019 To All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
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