Tag: sebi circular
SOP for suspension/ revocation of trading of specified securities for non-compliance with SEBI Listing Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/12 January 22, 2020 To,All the Recognized Stock ExchangesAll Depositories Dear Sir/Madam, Sub: Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, …
SEBI Streamlines Process of Rights Issues where Letter of Offer (LoF) is filed with stock exchanges on or after 14.02.2020 Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 ToRecognized Stock ExchangesDepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsRegistered Depository ParticipantsRegistered …
Exemption from clubbing of investment limit for foreign Govt. agencies and its related entities. Amendment to Operational guidelines for FPIs & OOPs/EFIs Securities and Exchange Board of India CIRCULAR IMD/ FPI&C/CIR/P/2020/07January 16, 2020 To1. All Foreign Portfolio Investors (“FPis”) through their Designated Depository Participants (“DDPs”)/ Custodian of2. Designated …
Measures to strengthen the conduct of Investment Advisers (IA) – SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2019/169 …
Framework for issuance of Depository Receipts by Listed Companies – SEBI Circular. List of Permissible Jurisdictions for International Exchange(s) SECURITIES AND EXCHANGE BOARD OF INDIACIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2019/146 November 28, 2019 To,1. All recognized Stock Exchanges2. All Listed Companies through recognized Stock Exchanges3. All recognized Depositories4. All recognized Custodians Dear …
Listed companies to disclose defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/140 November 21, 2019 ToAll Listed entitiesAll Recognised Stock Exchanges Madam / Sir, Sub: Disclosures by listed …
Mechanism for Mapping of Unique Client Code (UCC) with demat account of the clients Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/136 November 15, 2019 To,All Recognised Stock ExchangesAll Depositories Dear Sir / Madam, Subject: Mapping of Unique Client Code (UCC) with demat account of the clients 1. …
SEBI Enhanced Governance Norms for Credit Rating Agencies (CRAs) CIRCULARSEBI/HO/MIRSD/CRADT/CIR/P/2019/121 November 04, 2019 ToAll Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Enhanced Governance Norms for Credit Rating Agencies (CRAs) In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following …
Listed banks to make disclosure of divergence in asset classification and provisioning – SEBI Circular Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/120/2019 October 31,2019 ToAll banks which have listed specified securitiesAll the Recognized Stock Exchanges Madam / Sir, Sub: Disclosure of divergence in the asset classification and …
Extension of deadline for transfer of Clients’ Securities to their demat accounts by Trading / Clearing Members to 1st October 2019 from 1st September 2019 – SEBI Circular CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/95 August 29, 2019 ToAll Recognized Stock ExchangesAll Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
