Tag: sebi circular
SEBI clarification on transfer of shareholding among immediate relatives and transmission of shareholding in respect of investment advisers. research analysts and KYC registration agencies (KRAs) Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/164 December 27, 2024 To, All Registered Investment Advisers All Registered Research Analysts All KYC …
SEBI directs Mutual Funds to disclose expenses, half yearly returns, yield and risk-o-meter of schemes Under the current regulatory framework for Mutual Funds, various disclosure requirements have been mandated, which include disclosures by Mutual Funds with respect to expenses and risks pertaining to schemes. Based on the recommendation …
SEBI issues Master Circular on Surveillance of Securities Market MASTER CIRCULAR SEBI/HO/ISD/ISD-PoD-2/P/CIR/2024/126 September 23, 2024 To1. All Recognized Stock Exchanges2. All Depositories3. All Listed Companies4. All Market Intermediaries (MIs) registered with SEBI under Section 12 of the SEBI Act, 19925. Fiduciaries as per Securities and Exchange Board of …
SEBI enabled T+2 trading of Bonus shares where T is the record date SEBI has decided to enable T+2 trading of Bonus shares where T is the record date. This would reduce the time taken for credit of bonus shares and trading of such shares, from the record date …
SEBI mandates email as default mode of dispatch for Consolidated Account Statement by Depositories, Mutual Fund etc. SEBI has mandated email as default mode of dispatch for Consolidated Account Statement by Depositories, Mutual Fund etc. According to SBI Circular dated 1st July 2024, the decision has been taken …
Qualified Stock Broker. – SEBI prescribes qualifying parameters and responsibilities SEBI vide notification No. SEBI/LAD-NRO/GN/2023/116 has amended the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 by notifying the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 defining a Qualified Stock Broker. The …
SEBI notifies rules for listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises SEBI has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2022. Listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises These regulations …
Unit Holders of Mutual fund to provide nomination or opt out before 31.03.2023 to avoid freezing their folios. SEBI issued guidelines for Nomination for Mutual Fund Unit Holders SEBI has issued the following guidelines for nomination for eligible Mutual Fund Unit Holders: Nomination for eligible Mutual Fund Unit …
Procedure for seeking prior approval for change in control of Portfolio Managers SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD-1/DOF1/P/CIR/2022/77 June 02, 2022 To,All Portfolio Managers Sir / Madam, Subject: Procedure for seeking prior approval for change in control of Portfolio Managers 1. Regulation 11(aa) of SEBI (Portfolio …
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default SEBI vide circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 1, 2020 had specified the Standard Operating Procedure for the steps to be taken by the Stock Exchanges (“SEs”), Clearing Corporations (“CCs”) and Depositories …
