Tag: sebi circular
Alignment of interest of Asset Management Companies (‘AMCs’) with the Unitholders of the Mutual Fund Schemes Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2021 (‘MF Amendment Regulations’) was notified on August 05, 2021 and the provisions of the said Regulations will come into force …
Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism of SEBI SEBI had issued a Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017 on Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism. Pursuant to representation received from the stock exchanges, few amendments have been made in the …
Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors by Asset Management Companies (AMCs) Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors. SEBI vide circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 dated April 29, 2021 mandated mutual funds to disclose the following to the investors …
Additional Penalty for Repeated Delivery Default by a seller/buyer to be imposed @ 3 % of the value of the delivery default SEBI had stipulated delivery default norms vide Circular SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 dated March 23, 2021. In order to put in place a suitable deterrent mechanism to address instances …
Platform for Security & Covenant Monitoring using Distributed Ledger Technology – SEBI SEBI announces platform for Security and Covenant Monitoring using Distributed Ledger Technology hosted by Depositories shall be developed. SEBI has outlined the process of independent ‘due diligence’ by debenture trustee(s) on assets of an Issuer company …
Tendering of shares in open offers, buybacks and delisting offers by marking lien in the demat account of the shareholders. SEBI provides marking lien in the demat account of the shareholders in tendering of shares in open offers, buybacks and delisting offers by SEBI has provided a mechanism …
Listed entities to disclose shareholding pattern into promoters & promoter group separately – SEBI SEBI has mandated that Listed entities shall disclose shareholding pattern into promoters & promoter group separately Under Regulation 31(4) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR …
SEBI Permits non-scheduled Payments Banks to register as Bankers to an Issue SEBI vide notification dated July 30, 2021, amended the SEBI (Bankers to an Issue) Regulations, 1994 (BTI Regulations) and permitted such specified other banking company to carry out the activities of Bankers to an Issue (BTI), …
SEBI extends timeline for holding AGM by top-100 listed entities Regulation 44(5) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 (LODR) requires top 100 listed entities by market capitalization to hold their AGM within a period of five months from the date of closing of …
SEBI mandates nomination for Eligible Trading and Demat Account for new and existing account holders Section 73 of Companies Act, 2013 provides for nomination by a holder of securities. SEBI has issued guidelines for nomination for Eligible Trading and Demat Account. Investors opening new trading and or demat …
