Tag: sebi regulations
Qualified Stock Broker. – SEBI prescribes qualifying parameters and responsibilities SEBI vide notification No. SEBI/LAD-NRO/GN/2023/116 has amended the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 by notifying the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023 defining a Qualified Stock Broker. The …
SEBI notifies rules for listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises SEBI has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2022. Listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises These regulations …
SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) (Amendment) Regulations 2022 The Securities and Exchange Board of India has notified the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) (Amendment) Regulations, 2022 to further amend …
SEBI amends requirements for listing of securities on a recognised stock exchange. The Securities Contracts (Regulation) (Amendment) Rules, 2021 SEBI has amended the Securities Contracts (Regulation) Rules, 1957. The summary of amendments are as under: Regulation Existing Rule Amended Rule Regulation 19Requirements with respect to the listing of …
SEBI relaxes minimum vesting period in case of death of employee(s) under SBEB Regulations Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Employee Benefit) Regulations, 2014 Presently, regulation 18(1) and 24(1) of the SEBI (Share Based Employee Benefit) …
Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2021 w.e.f. 10th June 2021. These regulations apply to delisting of equity shares of a company including equity shares having superior voting rights from all or any of the recognised stock exchanges where such shares are …
SEBI specifies procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/564 May 12, 2021 ToAll Portfolio Managers Dear Sir / Madam, Subject: Procedure for seeking prior approval for change in control of SEBI registered Portfolio …
SEBI amends six regulations. Read Notifications Securities and Exchange Board of India has amended six Regulations: Securities And Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations 2021 Read Notification Click Here >> Securities and Exchange Board of India (Payment of Fees and Mode of …
SEBI (LODR) (2nd Amendment) Regulations 2021. Secretarial compliance report mandatory for listed companies Securities and Exchange Board of India (SEBI) has amended the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) in short. SEBI has notified the Securities and Exchange Board …
SEBI (Prohibition of Insider Trading ) (Amendment) Regulations 2021. Initial disclosure requirement omitted. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/17.—In exercise of the powers conferred …
