Tag: sebi regulations
Portfolio manager to obtain prior approval of SEBI in case of change in control. SEBI amends conditions for registration of portfolio managers SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/16.—In …
SEBI (Portfolio Managers) (Amendment) Regulations, 2021. Qualification to include Graduate Program from NISM or CFA charter CFA institute SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/10.—In exercise of …
SEBI (Research Analysts) (Amendment) Regulations 2021. Professional qualification to include Post Graduate Program from NISM SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09.—In exercise of the powers conferred …
SEBI (Investment Advisers) (2nd Amendment) Regulations 2021. Qualification of a registered investment advisor to include Graduate Program of NISM and CFA SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (SECOND AMENDMENT) REGULATIONS, …
Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th, January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/01.─In exercise of the powers conferred by sub-section …
SEBI amends ICDR regulation for requirement of minimum promoters’ contribution SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/03.—In exercise of the powers conferred under …
Listed entities to disclose details of approved resolution plan under Insolvency and Bankruptcy Code (IBC) 2016 – SEBI SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. …
Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/169 September 09, 2020 All Portfolio Managers Sir / Madam Subject: Operating Guidelines for Portfolio Managersin International Financial Services Centre (IFSC) 1. SEBI has issued SEBI (International Financial Services Centres) …
Accounting Standards to be followed by entities issuing and/or listing debt securities in IFSC for preparation of statement of accounts Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/154 August 21, 2020 All Recognised Stock Exchanges in International Financial Services Centres (IFSC) Dear Sir / Madam, Subject: Securities and …
Intimation of record date to all stock exchanges-SEBI amends LODR Regulations. Regulation 42 of the LODR requires a listed entity to intimate the fixing of record date or date of closure of transfer books to the Stock Exchanges. Record date is the date fixed by a listed …
