Tag: sebi circular

Framework for Alternative Investment Funds (AIFs) to invest simultaneously in units of other AIFs and directly in securities of investee companies Securities & Exchange Board of India CIRCULARSEBI/HO/IMD-I/DF6/P/CIR/2021/584 June 25, 2021 To,All Alternative Investment Funds (AIFs) Sir/ Madam, Sub: Amendment to SEBI (Alternative Investment Funds) Regulations, 2012 1. …

SEBI amends conditions for Mutual Funds entering into plain vanilla Interest Rate Swaps (IRS) for hedging purposes. SEBI has issued Circular No. Cir/IMD/DF/11/2010 dated August 18, 2010 providing that Mutual Funds may enter into plain vanilla interest rate swaps for hedging purposes. It was provided that the counter …

 Ananta Barua tenure as Whole-Time Member of SEBI extended for two years beyond 31.07.2021 i.e. upto 31.07.2023  MINISTRY OF FINANCE(Department of Economic Affairs)(FINANCIAL MARKET DIVISION) NOTIFICATION New Delhi, the 17th June, 2021 S.O. 2403(E).—In exercise of the powers conferred by Sub-Section (1)(d) and Sub-Section (4) of Section 4 …

Santosh K Mohanty’s tenure as Whole-Time Member of SEBI extended for two years beyond 24.06.2021 upto 24.06.2023 MINISTRY OF FINANCE(Department of Economic Affairs)(FINANCIAL MARKET DIVISION) NOTIFICATION New Delhi, the 17th June, 2021 S.O. 2403(E).—In exercise of the powers conferred by Sub-Section (1)(d) and Sub-Section (4) of Section 4 …

System driven disclosures for inclusion of listed Debt Securities. Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015  SEBI have implemented the System Driven Disclosures in phases, under SEBI (Prohibition of Insider Trading) Regulations, 2015. In terms of the aforesaid Circular, System …

New guidelines for Settlement of Running Account of Clients Funds by Trading Members Settlement of Running Account of Client’s Funds lying with Trading Member (TM) SEBI had issued guideline for settlement of running account of client’s funds / securities. As per the new guidelines, the actual settlement of …

SEBI relaxes minimum vesting period in case of death of employee(s) under SBEB Regulations Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Employee Benefit) Regulations, 2014 Presently, regulation 18(1) and 24(1) of the SEBI (Share Based Employee Benefit) …

SEBI prescribes Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk   SEBI has mandated that the Mutual Funds to indicate risk taken by the scheme as on the end of the month. The Risk-o-Meter specified dynamically captures the actual risk in …

SEBI streamlines Centralized Database for Corporate Bonds/ Debentures. Roles and responsibilities  of Depositories, Issuers, SEs, CRA & Debenture Trustees increased SEBI in 2013 mandated ‘Centralized Database for Corporate Bonds/ Debentures’ . As per the circular issued in this regard, depositories was to jointly create, host, and maintain a …

SEBI enhances Overseas Investment limits for Mutual Funds to US $ 1 billion and investments in overseas Exchange Traded Fund  increased to US $ 300 million ,Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II/DOF3/P/CIR/2021/571 June 03, 2021 All Mutual Funds(MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees …