Tag: sebi circular

SEBI amends rules for updation of Scheme Information Document & Key Information Memorandum by Mutual Funds

SEBI amends rules for updation of Scheme Information Document (SID) & Key Information Memorandum (KIM) by Mutual Funds Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/0560 April 30, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual …

Mutual Fund/AMCs to disclose risk-o-meter of scheme & benchmark while disclosing scheme performance vis-à-vis benchmark 

Mutual Fund/AMCs to disclose risk-o-meter of their scheme and benchmark while disclosing the performance of scheme vis-à-vis benchmark  Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 April 29, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds …

SEBI extends deadline for March 31 2021 under LODR Regulations for Secretarial Compliance, financial results etc.

SEBI extends deadline for March 31 2021 under LODR Regulations for Secretarial Compliance, financial results & Statement of variation in use of funds Securities and Exchange Board of India CIRCULAR No. SEBI/HO/CFD/CMD1/P/CIR/2021/556  April 29, 2021 ToAll entities that have listed their specified securitiesAll Recognized Stock Exchanges Madam / …

SEBI gives relaxations from compliance of LODR Regulations & other circulars in respect of financial/audited results

SEBI gives relaxations from compliance of certain provisions of LODR Regulations & other applicable circulars with respect to publication of financial/Annual audited results Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557 April 29, 2021 ToAll entities that have listed their debt securities/bonds1All Recognized Stock Exchanges Madam / …

SEBI again gives relaxation in timelines for compliance with regulatory requirements due to second wave of Coid-19

SEBI again gives relaxation in timelines for compliance with regulatory requirements due to second wave of Coid-19 SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/P/CIR/2021/559 April 29, 2021 To, 1. All Recognised Stock Exchanges and Clearing Corporations 2. All Depositories 3. Trading members / Clearing Members through Stock …

Alignment of interest of Key Employees of Asset Management Companies with Unitholders of Mutual Fund Schemes

Alignment of interest of Key Employees of Asset Management Companies with Unitholders of Mutual Fund Schemes Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553 April 28, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI)  Sir/Madam, Subject: …

SEBI guidelines/policies on Provisional Rating by Credit Rating Agencies

SEBI guidelines Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/554 April 27, 2021 ToAll Credit Rating Agencies (CRAs) registered with SEBI Dear Madam / Sir, Sub: Standardizing and Strengthening Policies on Provisional Rating …

SEBI (Prohibition of Insider Trading ) (Amendment) Regulations 2021. Initial disclosure requirement omitted.

SEBI (Prohibition of Insider Trading ) (Amendment) Regulations 2021. Initial disclosure requirement omitted.   SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/17.—In exercise of the powers conferred …

Portfolio manager to obtain prior approval of SEBI in case of change in control as condition of registration

Portfolio manager to obtain prior approval of SEBI in case of change in control. SEBI amends conditions for registration of portfolio managers SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/16.—In …