Tag: sebi circular

SEBi Guidelines for Business Continuity Plan (BCP) & Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)

SEBI Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) Securities And Exchange Board Of India CIRCULAR SEBI/HO/MRD1/DTCS/CIR/P/2021/33 March 22, 2021 To,All Stock Exchanges,All Depositories,All Clearing Corporations Dear Sir/ Madam, Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market …

SEBI Research Analysts Amendment) Regulations 2021. Professional qualification to include PG from NISM

SEBI (Research Analysts) (Amendment) Regulations 2021. Professional qualification to include Post Graduate Program from NISM    SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA  (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09.—In exercise of the powers conferred …

Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines

Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines for votes cast …

SEBI Master Circular on Surveillance of Securities Market

SEBI Master Circular on Surveillance of Securities Market SECURITES AND EXCHANGE BOARD OF INDIA MASTER CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/22 March 01, 2021 To 1. All Recognized Stock Exchanges2. All Depositories3. All Listed Companies4. All Market Intermediaries registered with SEBI under Section 12 of the SEBI Act, 1992 5. Fiduciaries as …

Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations 2015

Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations 2015 of disclosure by certain persons SECURITIES AND EXCHANGE BOARD OF INDIA Circular SEBI/HO/ISD/ISD/CIR/P/2021/19 February 09, 2021 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: Revised disclosure formats under Regulation 7 of SEBI (Prohibition of …