Tag: sebi circular
SEBI further extend the timelines for compliance with the regulatory requirements by the trading members / clearing members Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/191 October 01, 2020 To,1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. Trading members / …
SEBI Guidelines for monitoring of foreign holding in Depository Receipts Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2020/190 October 01, 2020 To,1. All recognized Stock Exchanges2. All recognized Depositories3. All recognized Custodians Dear Sir / Madam, Subject: Framework for monitoring of foreign holding in Depository Receipts 1. The …
Asset Allocation of Multi Cap Schemes of Mutual Funds-SEBI Clarification Securities and Exchange Board of India PR No. 46/2020 Clarification pursuant to Circular dated September 11, 2020- Regarding Asset Allocation of Multi Cap Schemes of Mutual Funds SEBI’s 2017 circular on scheme categorization sought …
Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/169 September 09, 2020 All Portfolio Managers Sir / Madam Subject: Operating Guidelines for Portfolio Managersin International Financial Services Centre (IFSC) 1. SEBI has issued SEBI (International Financial Services Centres) …
Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System driven disclosures. SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2020/168 September 09, 2020 To All Listed Companies All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under …
NSE added to entities permitted to undertake e-KYC Aadhaar Authentication in Securities Market SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/167 September 08, 2020 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds in India …
Re-lodgement of Share Transfer Deeds. SEBI fixes 31st March 2021 as cut-off date SECURITIES & EXHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/RTAMB/CIR/P/2020/166 September 07, 2020 To,All Registered Registrar & Share Transfer Agents (RTA)All Recognised Stock ExchangesAll Listed Companies (through Stock Exchanges) Dear Sir / Madam, Sub: Re-lodgement of Transfer …
Relaxation in processing of documents of FPIs not to apply to entities from jurisdictions where lockdown has already been lifted – SEBI CIRCULAR SEBI/HO/FPI&C/CIR/P/2020/162 August 31, 2020 To, 1. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities. 2. Designated Depository Participants (“DDPs”)/ …
PoA is optional for opening client account by stock broker / depository participant – SEBI SECURITIES & EXCHANGE BOARD CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/158 August 27, 2020 To,All Depositories All Recognised Stock Exchanges Madam/ Sir, Subject: Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ …
Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/159 August 27, 2020 All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Subject: ‘Grievance Resolution between listed entities and …
