Tag: sebi circular
Re-lodgement of Share Transfer Deeds. SEBI fixes 31st March 2021 as cut-off date SECURITIES & EXHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/RTAMB/CIR/P/2020/166 September 07, 2020 To,All Registered Registrar & Share Transfer Agents (RTA)All Recognised Stock ExchangesAll Listed Companies (through Stock Exchanges) Dear Sir / Madam, Sub: Re-lodgement of Transfer …
Relaxation in processing of documents of FPIs not to apply to entities from jurisdictions where lockdown has already been lifted – SEBI CIRCULAR SEBI/HO/FPI&C/CIR/P/2020/162 August 31, 2020 To, 1. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities. 2. Designated Depository Participants (“DDPs”)/ …
PoA is optional for opening client account by stock broker / depository participant – SEBI SECURITIES & EXCHANGE BOARD CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/158 August 27, 2020 To,All Depositories All Recognised Stock Exchanges Madam/ Sir, Subject: Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ …
Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/159 August 27, 2020 All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Subject: ‘Grievance Resolution between listed entities and …
Frequently Asked Questions (FAQ) on Portfolio Managers by SEBI SEBI has issued FAQs on Portfolio Mangers 1. Who is a Portfolio Manager? A portfolio manager is a body corporate, which,pursuant to a contract with a client, advises or directs or undertakes on behalf of the client (whether as …
SEBI issues Master Circular for Mutual Funds For effective regulation of the Mutual Fund Industry, Securities and Exchange Board of India (SEBI) has been issuing various circulars from time to time. In order to enable the industry and other users to have an access to all the applicable …
Accounting Standards to be followed by entities issuing and/or listing debt securities in IFSC for preparation of statement of accounts Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/154 August 21, 2020 All Recognised Stock Exchanges in International Financial Services Centres (IFSC) Dear Sir / Madam, Subject: Securities and …
Depositories and Depository Participants are required to preserve the records and documents for a minimum period of eight years Securities and Exchange Board of India CIRCULARSEBI/HO/MRD2/DDAP/CIR/P/2020/153 August 18, 2020 ToThe Depositories Subject: Corrigendum to Master Circular for Depositories dated October 25, 2019 on preservation of records Sir/ Madam, …
Shri GP Garg takes charge as Executive Director, SEBI Shri G P Garg took charge as Executive Director in SEBI on August 13, 2020. Prior to his promotion as Executive Director, Shri Garg was Chief General Manager in SEBI and has handled several important assignments in SEBI since …
Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/152 13 August, 2020 To,All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges)All Recognized Stock ExchangesAll DepositoriesAll Investor Associations Dear Sir/ Madam, Sub: Investor …
