Tag: sebi circular

SEBI extends timeline for compliance with investment limits in unlisted NCDs

SEBI extends timeline for compliance with maximum limits for investment in unlisted NCDs Securities and Exchange Board of India SEBI/HO/IMD/DF2/CIR/P/2020/75.                                                    April 28, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/  Sir / Madam, Subject: Existing grandfathered unlisted NCDs  1. SEBI vide …

SEBI Clarification on KYC Process and Use of Technology for KYC

SEBI Clarification on KYC Process and Use of Technology for KYC Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/73 April 24, 2020 To,All Recognized Stock ExchangesAll Recognized DepositoriesStock Brokers through Recognized Stock ExchangesDepository Participants through DepositoriesAssociation of Mutual Funds in IndiaAll Mutual funds and AMCs through AMFIPortfolio ManagersKYC …

SEBI relaxes timelines for complying regulatory requirements by trading/clearing members

SEBI gives relaxation in timelines for compliance with regulatory requirements by trading members / clearing members Securities and Exchange Board of India Circular No.  SEBI/HO/MIRSD/DOP/CIR/P/2020/61  Dated: April 16, 2020 To,All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) Madam / Sir, Subject: Relaxation in timelines for compliance …

Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19

Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19 SEBI/HO/MIRSD/ RTAMB/CIR/P/2020/59                                                  April 13, 2020 To,All DepositoriesAll Registrars to an Issue & Share Transfer Agents (RTA)All Recognised Stock ExchangesAll Listed Companies (through Stock Exchanges) Sir/ Madam, Sub: Relaxation in adherence to prescribed timelines issued by …

SEBI amends categories of foreign portfolio investor

SEBI amends categories of foreign portfolio investor. The Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th April, 2020 Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020 No. SEBI/LAD-NRO/GN/2020/09. In exercise …

SEBI relaxes listing compliance due to the CoVID -19 virus pandemic

SEBI relaxes compliance of certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus pandemic Mar 19, 2020 Press Release SEBI relaxes compliance of certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus …

SEBI Guidelines on General Information Document for issue of capital

SEBI Guidelines on General Information Document for issue of capital CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/37 March 17, 2020 ToAll Registered Merchant BankersAll the Nationwide Stock Exchanges Dear Sir/Madam, Sub: General Information Document 1.Regulation 34(1) read with Schedule VI, Part E of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, inter …