Tag: sebi circular

SEBI relaxes timelines for complying regulatory requirements by trading/clearing members

SEBI gives relaxation in timelines for compliance with regulatory requirements by trading members / clearing members Securities and Exchange Board of India Circular No.  SEBI/HO/MIRSD/DOP/CIR/P/2020/61  Dated: April 16, 2020 To,All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) Madam / Sir, Subject: Relaxation in timelines for compliance …

Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19

Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19 SEBI/HO/MIRSD/ RTAMB/CIR/P/2020/59                                                  April 13, 2020 To,All DepositoriesAll Registrars to an Issue & Share Transfer Agents (RTA)All Recognised Stock ExchangesAll Listed Companies (through Stock Exchanges) Sir/ Madam, Sub: Relaxation in adherence to prescribed timelines issued by …

SEBI amends categories of foreign portfolio investor

SEBI amends categories of foreign portfolio investor. The Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th April, 2020 Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020 No. SEBI/LAD-NRO/GN/2020/09. In exercise …

SEBI relaxes listing compliance due to the CoVID -19 virus pandemic

SEBI relaxes compliance of certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus pandemic Mar 19, 2020 Press Release SEBI relaxes compliance of certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus …

SEBI Guidelines on General Information Document for issue of capital

SEBI Guidelines on General Information Document for issue of capital CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/37 March 17, 2020 ToAll Registered Merchant BankersAll the Nationwide Stock Exchanges Dear Sir/Madam, Sub: General Information Document 1.Regulation 34(1) read with Schedule VI, Part E of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, inter …

Investors to directly access infrastructure of recognised SEs for MFs purchase/sale

SEBI allows investors to directly access infrastructure of recognised stock exchanges to purchase/redeem mutual fund units directly from MF/ AM Companies Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/29 February 26, 2020 ToAll recognised Stock Exchanges, Clearing Corporations and Depositories (except Stock Exchanges and Clearing Corporations in International …

Pledge include re-pledge of securities for margin / settlement obligations of client – SEBI

Pledge include re-pledge of securities for margin/settlement obligations of client-SEBI (Depositories and Participants) (Amendment) Regulations 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st February, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2020 No.SEBI/LAD-NRO/GN/2020/04.—In exercise of the powers conferred by Section …

Disclosure Standards for Alternative Investment Funds-Template(s) for PPM

Disclosure Standards for Alternative Investment Funds (AIFs). Templates for PPM, exemptions & mandatory performance benchmarking. SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/24 February 05, 2020 All Alternative Investment Funds Sir/ Madam, Sub: Disclosure Standards for Alternative Investment Funds (AIFs) 1. As a part of SEBI’s initiatives to …