Tag: sebi circular

SEBI

Pledge include re-pledge of securities for margin / settlement obligations of client – SEBI

February 24, 2020 SEBI
Pledge include re-pledge of securities for margin/settlement obligations of client-SEBI (Depositories and Participants) (Amendment) Regulations 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st February, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2020 No.SEBI/LAD-NRO/GN/2020/04.—In exercise of the powers conferred by Section …
SEBI

Disclosure Standards for Alternative Investment Funds-Template(s) for PPM

February 6, 2020 SEBI
Disclosure Standards for Alternative Investment Funds (AIFs). Templates for PPM, exemptions & mandatory performance benchmarking. SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/24 February 05, 2020 All Alternative Investment Funds Sir/ Madam, Sub: Disclosure Standards for Alternative Investment Funds (AIFs) 1. As a part of SEBI’s initiatives to …
share trading

SOP for suspension/ revocation of trading of securities for non-compliance with SEBI Regulations

January 23, 2020 SEBI
SOP for suspension/ revocation of trading of specified securities for non-compliance with SEBI Listing Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/12 January 22, 2020 To,All the Recognized Stock ExchangesAll Depositories Dear Sir/Madam, Sub: Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, …
SEBI

SEBI Streamlines Process of Rights Issues where LoF filed with stock exchanges on or after 14.02.2020

January 23, 2020 SEBI
SEBI Streamlines Process of Rights Issues where Letter of Offer (LoF) is filed with stock exchanges on or after 14.02.2020 Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 ToRecognized Stock ExchangesDepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsRegistered Depository ParticipantsRegistered …
SEBI

Exemption from clubbing of investment limit for foreign Govt. agencies/related entities- SEBI Circular

January 17, 2020 SEBI
Exemption from clubbing of investment limit for foreign Govt. agencies and its related entities. Amendment to Operational guidelines for FPIs & OOPs/EFIs Securities and Exchange Board of India CIRCULAR IMD/ FPI&C/CIR/P/2020/07January 16, 2020 To1. All Foreign Portfolio Investors (“FPis”) through their Designated Depository Participants (“DDPs”)/ Custodian of2. Designated …
sebi

Framework for issuance of Depository Receipts by Listed Companies – SEBI Circular

November 28, 2019 SEBI
Framework for issuance of Depository Receipts by Listed Companies – SEBI Circular. List of Permissible Jurisdictions for International Exchange(s) SECURITIES AND EXCHANGE BOARD OF INDIACIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2019/146 November 28, 2019 To,1. All recognized Stock Exchanges2. All Listed Companies through recognized Stock Exchanges3. All recognized Depositories4. All recognized Custodians Dear …
SEBI

Listed companies to disclose defaults in payment of interest/ principal amount of loans from banks / FIs etc.

November 22, 2019 SEBI
Listed companies to disclose defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/140 November 21, 2019 ToAll Listed entitiesAll Recognised Stock Exchanges Madam / Sir, Sub: Disclosures by listed …