Tag: sebi circular
Streamlining the Process of Public Issue of Equity Shares and convertibles Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount Securities and Exchange Board of India SEBI/ HO/CFD/DIL2/CIRIP/2019/85 July 26, 2019 ToRecognized Stock Exchanges DepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue …
SEBI amends formats for limited review / audit report of the listed entity due to revision of SA 700 and other suggestions given by ICAI Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed …
Streamlining public issue of equity shares & convertibles process-Implementation Phase II of UPI with Application Supported by Block Amount SEBI/HO/CFD/DIL2/CIR/P/2019/76 June 28, 2019 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers …
Handling Clients Securities by Trading Members/Clearing Members. Client running account & pledging client securities with Banks/NBFCs, unpaid clients SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR CIR/ HO/MIRSD/DOP/CIR/ P/2019/75 June 20, 2019 To All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
Enhanced disclosure in case of listed debt securities-SEBI Circular Securities & Exchange Board of India Circular SEBI/ HO/ MIRSD/ DOS3/CIR/P/2019/68 May 27, 2019 To, All Issuersof debt securities All registered Debenture Trustees,All registered RTAs/STAs acting on behalf of listed issuersAll recognized Stock Exchange(s) Dear Sir/Madam, Subject: Enhanced disclosure …
Innovation Sandbox by SEBI for FinTech firms and entities not regulated by for access to securities market related data Securities and Exchange Board of India CIRCULAR SEBI/MRD/CSC/CIR/P/2019/64 May 20, 2019 To, All Stock Exchanges, Depositories and Qualified Registrar and Share Transfer Agents Dear Sir/Madam, Subject: Framework for Innovation …
SEBI permits Foreign Portfolio Investors (FPI) to invest in Municipal Bonds under SEBI (Foreign Portfolio Investors) Regulations, 2014. CIRCULAR IMD/FPIC/CIR/P/2019/62 May 08, 2019 To1. All Foreign Portfolio Investors(through their Custodian of Securities)2. All Custodians3. The Depositories (NSDL and CDSL)4. The Stock Exchanges (BSE,NSEand MSEI) Dear Sir / Madam, …
Net worth Requirements for Clearing Corporations in International Financial Services Centre (IFSC) – SEBI amends Guidelines for minimum/recurring Net worth Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2019/60 April 26, 2019 To All recognized Clearing Corporations in International Financial Services Centre (IFSC) Dear Sir / Madam Net worth …
SEBI Clarification on participation of Eligible Foreign Investors (EFIs) in Commodity Derivatives in IFSC Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2019/39 March 18, 2019 All Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC) Dear Sir / Madam Clarification on participation of Eligible Foreign Investors …
SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …
