Tag: sebi circular

SEBI issues format for annual secretarial audit report & secretarial compliance report for listed entities

SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …

Listed entities to disclose defaults of interest or loan repayment within one day to Stock exchanges

Listed entities to disclose defaults of interest or repayment of loan to banks/ financial institutions within one day to Stock exchanges-SEBI CIRCULAR CIR/CFD/CMD/93/2017                                                                                        August 4, 2017 To All Listed entities All Recognised Stock Exchanges Dear Sir / Madam, Sub: Disclosures by listed entities of defaults on payment of …

SEBI Guidance Note on Board Evaluation under Companies Act 2013 and SEBI Listing Obligations and Disclosure Requirements Regulations 2015

SEBI Guidance Note on Board Evaluation under Companies Act 2013 and SEBI Listing Obligations and Disclosure Requirements Regulations 2015  Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2017/004 January 5, 2017 To All listed entities Sir / Madam, Sub: Guidance Note on Board Evaluation 1. The Companies Act, 2013 …

Functioning of Stock Exchanges-Clearing Corporations in IFSC-SEBI Circular

Functioning of Stock Exchanges-Clearing Corporations in IFSC-SEBI Circular defining  broad framework for functioning in International Financial Services Centre  Securities & Exchange Board of India CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/125 November 28, 2016 All Stock Exchanges and Clearing Corporations in International Financial Services Centre Dear Sir/Madam Guidelines for functioning of Stock Exchanges …

SEBI-Disclosure of Proprietary Trading by Commodity Derivatives Broker to Client and Pro-account Trading Terminal

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/49 April 25, 2016 To, The Managing Directors / Chief Executive Officers of All Commodity Derivatives Exchanges and their members Dear Sir / Madam, Sub: Disclosure of Proprietary Trading by Commodity Derivatives Broker to Client and “Pro – account” Trading terminal …