Tag: sebi circular
SEBI Guidelines on General Information Document for issue of capital CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/37 March 17, 2020 ToAll Registered Merchant BankersAll the Nationwide Stock Exchanges Dear Sir/Madam, Sub: General Information Document 1.Regulation 34(1) read with Schedule VI, Part E of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, inter …
SEBI statement on market fall owing to concerns relating to COVID-19 pandemic, resultant fear of economic slowdown, recent fall in global crude prices, etc. Securities and Exchange Board of India PR No.16/2020 SEBI statement on market movement Over the last few days the Indian Stock Market has been …
SEBI allows investors to directly access infrastructure of recognised stock exchanges to purchase/redeem mutual fund units directly from MF/ AM Companies Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/29 February 26, 2020 ToAll recognised Stock Exchanges, Clearing Corporations and Depositories (except Stock Exchanges and Clearing Corporations in International …
Pledge include re-pledge of securities for margin/settlement obligations of client-SEBI (Depositories and Participants) (Amendment) Regulations 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st February, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2020 No.SEBI/LAD-NRO/GN/2020/04.—In exercise of the powers conferred by Section …
SEBI advisosy on addition of new entry To UN Security Council Sanctions List Implementation of Section 51A of UAPA, 1967 – Addition of one new entry to 1533 DRC Sanctions List Clause 2.8 of the SEBI Master Circular Guidelines on Anti – Money Laundering (AML) Standards and …
Disclosure Standards for Alternative Investment Funds (AIFs). Templates for PPM, exemptions & mandatory performance benchmarking. SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2020/24 February 05, 2020 All Alternative Investment Funds Sir/ Madam, Sub: Disclosure Standards for Alternative Investment Funds (AIFs) 1. As a part of SEBI’s initiatives to …
SOP for suspension/ revocation of trading of specified securities for non-compliance with SEBI Listing Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/12 January 22, 2020 To,All the Recognized Stock ExchangesAll Depositories Dear Sir/Madam, Sub: Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, …
SEBI Streamlines Process of Rights Issues where Letter of Offer (LoF) is filed with stock exchanges on or after 14.02.2020 Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 ToRecognized Stock ExchangesDepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsRegistered Depository ParticipantsRegistered …
Exemption from clubbing of investment limit for foreign Govt. agencies and its related entities. Amendment to Operational guidelines for FPIs & OOPs/EFIs Securities and Exchange Board of India CIRCULAR IMD/ FPI&C/CIR/P/2020/07January 16, 2020 To1. All Foreign Portfolio Investors (“FPis”) through their Designated Depository Participants (“DDPs”)/ Custodian of2. Designated …
Measures to strengthen the conduct of Investment Advisers (IA) – SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2019/169 …
