Tag: sebi circular

SEBI mandates nomination for Eligible Trading and Demat Account for new and existing account holders Section 73 of Companies Act, 2013 provides for nomination by a holder of securities. SEBI has issued guidelines for nomination for Eligible Trading and Demat Account. Investors opening new trading and or demat …

SEBI introduces framework for segregation & monitoring of collateral at client level to reduce risk of misappropriation of clients securities   Segregation and Monitoring of Collateral at Client Level SEBI, vide circular no. SEBI/HO/MIRSD/DOP/CIR/P/2020/28 dated February 25, 2020,put in place a framework of ‘Margin obligations to be given …

SEBI relaxes current timelines of 15th July 2021 for compliance with regulatory requirements by Debenture Trustees due to Covid-19 In view of the situation arising due to Covid-19 pandemic, SEBI had earlier provided relaxations in timelines for compliance with certain regulatory provisions of SEBI Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/230 dated …

SEBI introduces Expected Loss based Scale by Credit Rating Agencies Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/594 July 16, 2021 To,All Credit Rating Agencies (CRAs) registered with SEBI Dear Madam / Sir, Sub: Introduction of Expected Loss (EL) based Rating Scale and Standardisation of Rating Scales Used …

SEBI Block Mechanism in demat account of clients undertaking sale transactions SEBI has worked out a mechanism of block in the demat account of clients undertaking sale transactions. When the client intends to make a sale transaction, shares will be blocked in the demat account of the client …

SEBI reduces advance intimation timelines for modifications in the contract specifications of commodity derivatives contracts   SEBI has specified the procedure for carrying out modifications in the contract specifications of commodity derivatives contracts vide circular no. SEBI/HO/CDMRD/CIR/P/2019/135 dated November 14, 2019. Based on their materiality, the contract modifications …

SEBI issues SoP for listed subsidiary company desirous of getting delisted through Scheme of Arrangement SEBI issues Standard Operating Procedure for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement wherein the listed parent holding company and the listed subsidiary are in the same line …

Cross Margin in Commodity Index Futures and its underlying constituent futures or its variants SECURITIES & EXCHANGE BOARD OF INDIA  SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/586 June 29,2021 To, The Managing Directors / Chief Executive Officers, All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cross Margin in Commodity Index Futures …

SEBI extends provisions for alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 June 25, 2021 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds /Association …

Prudential norms for liquidity risk management for open ended debt schemes. Base calculation for asset allocation limits Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 June 25, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in …