Category: SEBI
Government appoints Shri Tuhin Kanta Pandey, IAS as Chairman, Securities and Exchange Board of India, for three years. MINISTRY OF FINANCE(Department of Economic Affairs)(Financial Markets Division) NOTIFICATION New Delhi, the 28th February 2025 S.O. 1018 (E). — In exercise of the powers conferred by sub-section (1)(a) and sub-section …
SEBI permits opening of Demat Account in the name of Association of Persons. SEBI in view of the representations to permit opening of demat accounts directly in the name of Association of Persons (AoP) has decided to allow opening of demat account in the name of the AoP …
SEBI modifies Investor Charter for Stock Brokers. In a move to enhance financial consumer protection alongside enhanced financial inclusion and financial literacy and in view of the recent developments in the securities market including introduction of Online Dispute Resolution (ODR) platform and SCORES 2.0, SEBI has modified Investor …
SEBI fixes responsibility for use of artificial intelligence and machine learning tools and techniques SEBI has notified he Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2025 to regulate use of artificial intelligence The Securities and Exchange Board of India (Intermediaries) Regulations, 2008 has been amended by …
SEBI issues guidelines for safer participation of retail investors in Algorithmic trading. Safer participation of retail investors in Algorithmic trading. Any order that is generated using automated execution logic is known as Algorithmic Trading. Generally, the features of algorithmic trading (‘algo trading’) include using a defined set of …
SEBI mandates System Audit of Stock Brokers. Prescribes eligibility criteria for empanelment of auditors SEBI vide Master Circular No. SEBI/HO/MRD2/PoD-2/CIR/P/2023/171 dated October 16, 2023 specified the comprehensive framework for System Audit for Stock Brokers (SBs)/Trading Members (TMs). SEBI has issued Circular No. SEBI/HO/MIRSD/TPD/CIR/2025/10 dated 31.01.2025 to introduce technology …
SEBI prescribes format of Due Diligence Certificate to be given by the Debenture Trustees (DTs) SEBI vide notification dated July 10, 2024, had amended the SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 (‘NCS Regulations’) inter-alia specifying the format of due diligence certificate to be submitted by …
SEBI clarification on transfer of shareholding among immediate relatives and transmission of shareholding in respect of investment advisers. research analysts and KYC registration agencies (KRAs) Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/164                          December 27, 2024 To, All Registered Investment Advisers All Registered Research Analysts All KYC …
SEBI has issued guidance to Credit Rating Agencies (CRAs) in case of defaults in repayment due to ‘technical defaults’  As per existing direction of SEBI, even an instance of a one-day delay in payment or one-rupee shortfall in payment is to be recognized by the CRA as …
SEBI directs Mutual Funds to disclose expenses, half yearly returns, yield and risk-o-meter of schemes Under the current regulatory framework for Mutual Funds, various disclosure requirements have been mandated, which include disclosures by Mutual Funds with respect to expenses and risks pertaining to schemes. Based on the recommendation …
