Category: SEBI

SEBI KYC Registration Agency (Amendment) Regulations 2022

SEBI KYC Registration Agency (Amendment) Regulations 2022. More duties/power given to KRA   SECURITIES AND EXCHANGE BOARD OF INDIA   NOTIFICATION   Mumbai, the 28th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA {KYC (KNOW YOUR CLIENT) REGISTRATION AGENCY} (AMENDMENT) REGULATIONS, 2022 No. SEBI/LAD-NRO/GN/2022/72.—In exercise of the powers …

SEBI (Listing Obligations and Disclosure Requirements)(Amendment) Regulations 2022

SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations 2022. SEBI amends the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 24th January, 2022 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) …

SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) (Amendment) Regulations 2022

SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) (Amendment) Regulations 2022 The Securities and Exchange Board of India has notified the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) (Amendment) Regulations, 2022 to further amend …

SEBI invites Applications under Young Professional Program

Invitation for Applications under SEBI Young Professional Program A candidate for SEBI Young Professional Program shall be permitted to apply only for one domain. Multiple applications under the same/different domains shall lead to cancellation of candidature. Mere fulfilment of eligibility criteria shall not vest any right to the …

SEBI warns Investment Advisers dealing in unregulated products

SEBI warns Investment Advisers dealing in unregulated products SEBI has warned registered Investment Advisers engaged in unregulated activity. According to the Press Release issued by SEBI, some registered Investment Advisers are engaged in unregulated activity by providing platform for buying/ selling/ dealing in unregulated products including digital gold. …

SEBI relaxes procedural matters related to Issues and Listing

SEBI relaxes procedural matters related to Issues and Listing SEBI vide Circular no. SEBI/HO/CFD/DIL2/CIR/P/2020/78 dated May 6, 2020, granted one time relaxations from strict enforcement of certain regulations of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, pertaining to Rights Issue opening upto July 31, 2020. Based …