Category: SEBI

Implementation Phase II of UPI for public issue of equity shares & convertibles

Streamlining public issue of equity shares & convertibles process-Implementation Phase II of UPI with Application Supported by Block Amount SEBI/HO/CFD/DIL2/CIR/P/2019/76 June 28, 2019 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers …

Handling Clients Securities by Trading/Clearing Members-SEBI Guidelines

Handling Clients Securities by Trading Members/Clearing Members. Client running account & pledging client securities with Banks/NBFCs, unpaid clients SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR CIR/ HO/MIRSD/DOP/CIR/ P/2019/75                                                                         June 20, 2019 To All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …

SEBI issues guidelines for Enhanced Disclosures by Credit Rating Agencies

SEBI issues guidelines for Enhanced Disclosures by Credit Rating Agencies. Cumulative Default Rates, Probability of Default benchmarks CIRCULAR SEBI/ HO/ MIRSD/ DOS3/CIR/P/2019/70 June 13, 2019 ToAll Credit Rating Agencies (CRAs) registered with SEBIAll Debenture Trustees(DTs) registered with SEBI Dear Sir/ Madam, Sub: Guidelines for Enhanced Disclosures by Credit …

SEBI (Depositories and Participants) (Amendment) Regulations, 2019

Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 4th June, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/20.—In exercise of the powers conferred by section 30 of the …

Securities Contracts (Regulation) (Stock Exchanges & Clearing Corporations) (Amendment) Regulations 2019

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 4th June, 2019 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/21.—In exercise of the powers conferred by sections 4, 8A and 31 of …

Enhanced disclosure in case of listed debt securities-SEBI Circular.

Enhanced disclosure in case of listed debt securities-SEBI Circular Securities & Exchange Board of India Circular SEBI/ HO/ MIRSD/ DOS3/CIR/P/2019/68 May 27, 2019 To, All Issuersof debt securities All registered Debenture Trustees,All registered RTAs/STAs acting on behalf of listed issuersAll recognized Stock Exchange(s) Dear Sir/Madam, Subject: Enhanced disclosure …

SEBI (Alternative Investment Funds) (Amendment) Regulations, 2019.

Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2019. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th May, 2019 Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2019 No. SEBI/LAD-NRO/GN/2019/16.—In exercise of the powers conferred by subsection (1) of section …
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