Category: SEBI
SEBI modifies Investor Charter for Stock Brokers. In a move to enhance financial consumer protection alongside enhanced financial inclusion and financial literacy and in view of the recent developments in the securities market including introduction of Online Dispute Resolution (ODR) platform and SCORES 2.0, SEBI has modified Investor …
SEBI fixes responsibility for use of artificial intelligence and machine learning tools and techniques SEBI has notified he Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2025 to regulate use of artificial intelligence The Securities and Exchange Board of India (Intermediaries) Regulations, 2008 has been amended by …
SEBI issues guidelines for safer participation of retail investors in Algorithmic trading. Safer participation of retail investors in Algorithmic trading. Any order that is generated using automated execution logic is known as Algorithmic Trading. Generally, the features of algorithmic trading (‘algo trading’) include using a defined set of …
SEBI mandates System Audit of Stock Brokers. Prescribes eligibility criteria for empanelment of auditors SEBI vide Master Circular No. SEBI/HO/MRD2/PoD-2/CIR/P/2023/171 dated October 16, 2023 specified the comprehensive framework for System Audit for Stock Brokers (SBs)/Trading Members (TMs). SEBI has issued Circular No. SEBI/HO/MIRSD/TPD/CIR/2025/10 dated 31.01.2025 to introduce technology …
SEBI prescribes format of Due Diligence Certificate to be given by the Debenture Trustees (DTs) SEBI vide notification dated July 10, 2024, had amended the SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 (‘NCS Regulations’) inter-alia specifying the format of due diligence certificate to be submitted by …
SEBI clarification on transfer of shareholding among immediate relatives and transmission of shareholding in respect of investment advisers. research analysts and KYC registration agencies (KRAs) Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/164 December 27, 2024 To, All Registered Investment Advisers All Registered Research Analysts All KYC …
SEBI has issued guidance to Credit Rating Agencies (CRAs) in case of defaults in repayment due to ‘technical defaults’ As per existing direction of SEBI, even an instance of a one-day delay in payment or one-rupee shortfall in payment is to be recognized by the CRA as …
SEBI directs Mutual Funds to disclose expenses, half yearly returns, yield and risk-o-meter of schemes Under the current regulatory framework for Mutual Funds, various disclosure requirements have been mandated, which include disclosures by Mutual Funds with respect to expenses and risks pertaining to schemes. Based on the recommendation …
SEBI issues Master Circular on Surveillance of Securities Market MASTER CIRCULAR SEBI/HO/ISD/ISD-PoD-2/P/CIR/2024/126 September 23, 2024 To1. All Recognized Stock Exchanges2. All Depositories3. All Listed Companies4. All Market Intermediaries (MIs) registered with SEBI under Section 12 of the SEBI Act, 19925. Fiduciaries as per Securities and Exchange Board of …
SEBI enabled T+2 trading of Bonus shares where T is the record date SEBI has decided to enable T+2 trading of Bonus shares where T is the record date. This would reduce the time taken for credit of bonus shares and trading of such shares, from the record date …
