Category: SEBI

SEBI Guidelines for determination of allotment and trading lot size for REITs and InvITs

SEBI Guidelines for determination of allotment and trading lot size for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2019/59 April 23, 2019   ToAll Real Estate Investment Trusts (REITs)All Infrastructure Investment Trusts (InvITs)All Parties to REITs/InvITsAll Recognized Stock ExchangesAll Merchant Bankers   Dear Sir/Madam, …

Empanelment of Insolvency Professionals under SEBI Regulations, 2018

Empanelment of Insolvency Professionals under SEBI (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018 Securities and Exchange Board of India CIRCULAR SEBI/HO/RRD/RD1/CIR/P/2019/46 April 02, 2019 To, All Registered Insolvency Professional Agencies,All Registered Insolvency Professionals,All Recognised Insolvency Professional Entities. Madam/Sir, Subject: Empanelment of Insolvency Professionals …

Change in formats for limited review reports/audit reports of listed entities

Change in the formats for limited review reports and audit reports of the listed entity and those entities whose accounts are to be consolidated with the listed entity Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/44/2019                                                                  March 29, 2019 ToAll listed entities (whose equity shares and convertible securities …

SEBI Clarification on allowing participation of EFIs in Commodity Derivatives in IFSC

SEBI Clarification on participation of Eligible Foreign Investors (EFIs) in Commodity Derivatives in IFSC Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2019/39 March 18, 2019 All Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC) Dear Sir / Madam Clarification on participation of Eligible Foreign Investors …

SEBI issues format for annual secretarial audit report & secretarial compliance report for listed entities

SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …

Employees of depository participant entities not to be considered as DP

Employees of depository participant entities not to be considered as Depository Participant or their associate under SEBI (D&P) Regulations 2018 CIRCULAR   SEBIIHO/MRD/ DOP2-DSA2/CIR/ P/2019/22                                January 23, 2019 ToAll Depositories, Dear Sir / Madam, Sub: Clarifications in SEBI (Depositories and Participants) Regulations, 2018 SEBI, vide notification dated October …

SEBI (Prohibition of Insider Trading)  (Amendment) Regulations, 2019

The Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations 2019-Member of promoter group to also make disclosure SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st January, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA(PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/02.─In exercise of …