Category: SEBI

Categorization and Rationalization of Mutual Fund Schemes by SEBI. MF Schemes classified into 5 groups

Categorization and Rationalization of Mutual Fund Schemes by SEBI. Schemes broadly classified into 5 groups, equity, debt, hybrid, Solution oriented & others Securities and Exchange Board of India   CIRCULAR   SEBI/HO/IMD/DF3/CIR/P/2017/114   October 6, 2017   All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of …

Front running prohibited practice under SEBI Regulations -Supreme Court

Front running prohibited practice under SEBI Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market Regulations 2003-Supreme Court ABCAUS Case Law Citation: ABCAUS 2079 (2017) (09) SC The Substantial Question of Law framed/urged for determination: Whether ‘front running by non-intermediary’ is a prohibited practice under regulations …

Listed entities to disclose defaults of interest or loan repayment within one day to Stock exchanges

Listed entities to disclose defaults of interest or repayment of loan to banks/ financial institutions within one day to Stock exchanges-SEBI CIRCULAR CIR/CFD/CMD/93/2017                                                                                        August 4, 2017 To All Listed entities All Recognised Stock Exchanges Dear Sir / Madam, Sub: Disclosures by listed entities of defaults on payment of …

Margin Trading Facility by stock broker to clients-SEBI clarification

Margin Trading Facility by stock broker to clients-SEBI clarification.Stock brokers may borrow funds by issuance of CP/unsecured long term loans from their promoters and directors.  Securities & Exchange Board of India CIRCULAR CIR/MRD/DP/ 86/2017 August 01, 2017 To, All Stock Exchanges Dear Sir/Madam, Sub: Margin Trading Facility- Clarification …

Online Filing System for REITs and InvITs – SEBI Circular

Online Filing System for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs). SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2017/83 July 24 , 2017 All Registered Infrastructure Investment Trusts All Registered Real Estate Investment Trusts Dear Sir/Madam, Sub: Online Filing System for Real Estate …