Category: SEBI
Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DEICE/CIR/P/2016/70 …
SEBI Circular on Mutual Funds. Prudential limits in sector exposure for HFC, Disclosure of Votes cast, Submitting of final copy of SID CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/68 …
PR No. 131/2016 SEBI introduces e-payment facility for payment of penalties, disgorgement amounts, etc. In order to enable ease of paying penalties, disgorgement amounts, settlement amounts, legal charges and recovery amounts, SEBI is introducing an option for e-payment of such amounts. Such payments may be remitted to the …
FAQ SEBI Delisting of Equity Shares Regulations 2009 These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the SEBI (Delisting of Equity Shares) Regulations, 2009 . Any such explanation/clarification that is provided herein should not be regarded as an interpretation of law nor be treated as …
SEBI- Client Registration Documents in 15 Vernacular Languages SECURITIES AND EXCHANGE BOARD OF INDIA PR No. 130/2016 SEBI had prescribed the following documents in order to make clients aware of their rights and obligations vis-à-vis the stock broker & sub-broker, make the clients aware of the risks involved …
Revised Formats for Financial Results and Ind-AS Implementation by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/FAC/62/2016 …
SEBI – FAQ on Foreign Portfolio Investors – 164 Question and answers SEBI has issued a FAQ consisting of 164 questions and answers on Foreign Portfolio Investors to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 The FAQ has been grouped into following headings: I. Transition from …
Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/60 …
SEBI Forensic Audit Empanelment of CA firms for audit of Registered Registrar to an Issue and Share Transfer Agents -Applications invited. Last date 30/06/2016 SEBI- Empanelment of auditors for conducting forensic audit of SEBI registered Registrar to an Issue and Share Transfer Agent(RTA/STA) Securities and Exchange Board of …
SEBI Board Meeting-Introduction of Section 9A in Income Tax Act 1961 and Amendments to the SEBI (Real Estate Investment Trusts) Regulations, 2014 PR No. 116/2016 SEBI Board Meeting The SEBI Board met in Mumbai today and took the following decisions: A. Consultation Paper for “Amendments to the SEBI …
