Category: SEBI

PAN requirement to open FPIs accounts-Intermediaries can verify PAN online, FPIs to provide copy of PAN card within 60 days – SEBI

PAN requirement to open FPIs accounts-Intermediaries can verify PAN online, FPIs to provide copy of PAN card within 60 days – SEBI

November 18, 2016 SEBI
PAN requirement to open FPIs accounts-Intermediaries can verify PAN online, FPIs to provide copy of PAN card within 60 days – SEBI CIRCULAR CIR/IMD/FPIC/123/2016 November 17, 2016 To, 1. All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”)/ Custodian of Securities. 2. The Depositories (NSDL and …
Public offer made under SEBI takeover regulations cannot be withdrawn. Mere Delay by SEBI, alienation of assets by Board no ground for withdrawal-SC

Public offer made under SEBI takeover regulations cannot be withdrawn. Mere Delay by SEBI, alienation of assets by Board no ground for withdrawal-SC

November 7, 2016 Judgments, SEBI, Supreme Court
Public offer made under SEBI takeover regulations cannot be withdrawn. Mere Delay by SEBI, alienation of assets by Board no ground for withdrawal-Supreme Court ABCAUS Case Law Citation: 1048 (2016) (11) SC The Grievance: This appeal was preferred under Section 15 Z of the Securities and Exchange Board …
Insurance companies disclosures as per IRDAI prescribed format in place of Schedule III to the Companies Act, 2013 – SEBI Circular

Insurance companies disclosures as per IRDAI prescribed format in place of Schedule III to the Companies Act, 2013 – SEBI Circular

October 24, 2016 SEBI
Insurance companies disclosures as per IRDAI prescribed format in place of Schedule III to the Companies Act, 2013 SEBI CIRCULAR CIR/CFD/DIL/115/2016 October 24, 2016 To All issuers All Recognized Stock Exchanges Dear Sir/Madam, Sub: Disclosures in case of listed insurance companies 1. SEBI circular No. CIR/CFD/CMD/15/2015 dated Nov …

SEBI-online Investment Advisers and Research Analysts System Launched. Online application for registration as Advisers/Analysts

October 20, 2016 SEBI
SEBI-online Investment Advisers and Research Analysts System Launched. Online application to be made for registration as Investment Advisers/Research Analysts. SEBI introduces online system for Investment Advisers and Research Analysts 1. SEBI has introduced an online system for Investment Advisers and Research Analysts to promote ease of operations in …
Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates-SEBI

Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates-SEBI

September 22, 2016 SEBI
Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates-SEBI SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2016/90                                         …
Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders

Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders

September 8, 2016 SEBI
Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR/CIR/P/2016/81 Date: September 07, 2016 To All Listed Entities All Registered Registrar & Share Transfer Agents All Depositories All Recognised Stock Exchanges …