Category: SEBI

SEBI – FAQ on Foreign Portfolio Investors

SEBI – FAQ on Foreign Portfolio Investors – 164 Question and answers  SEBI has issued a FAQ consisting of 164 questions and answers on Foreign Portfolio Investors to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 The FAQ has been grouped into following headings: I. Transition from …

SEBI warns public-Stock Trading tips by SMS, websites or social media. Action taken against 10 entities for providing advice to public without registration

SEBI warns public-Trading tips by SMS, websites or social media. Action taken against 10 entities for providing advice to public without registration Securities & Exchange Board of India SEBI cautions public to deal with only SEBI registered investment advisers and research analysts The general public is hereby cautioned …

SEBI Caution-Unlisted companies luring investors by issuing securities /non-convertible debentures/shares etc. in the garb of private placement

Securities & Exchange Board of India PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors by issuing  securities  including non-convertible and convertible debentures/ non-convertible and convertible preference  shares/ equity shares in the garb of private placement,  without  complying with the provisions of Companies …