Category: SEBI
FAQ SEBI Delisting of Equity Shares Regulations 2009 These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the SEBI (Delisting of Equity Shares) Regulations, 2009 . Any such explanation/clarification that is provided herein should not be regarded as an interpretation of law nor be treated as …
SEBI- Client Registration Documents in 15 Vernacular Languages SECURITIES AND EXCHANGE BOARD OF INDIA PR No. 130/2016 SEBI had prescribed the following documents in order to make clients aware of their rights and obligations vis-à-vis the stock broker & sub-broker, make the clients aware of the risks involved …
Revised Formats for Financial Results and Ind-AS Implementation by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/FAC/62/2016 …
SEBI – FAQ on Foreign Portfolio Investors – 164 Question and answers SEBI has issued a FAQ consisting of 164 questions and answers on Foreign Portfolio Investors to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 The FAQ has been grouped into following headings: I. Transition from …
Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/60 …
SEBI Forensic Audit Empanelment of CA firms for audit of Registered Registrar to an Issue and Share Transfer Agents -Applications invited. Last date 30/06/2016 SEBI- Empanelment of auditors for conducting forensic audit of SEBI registered Registrar to an Issue and Share Transfer Agent(RTA/STA) Securities and Exchange Board of …
SEBI Board Meeting-Introduction of Section 9A in Income Tax Act 1961 and Amendments to the SEBI (Real Estate Investment Trusts) Regulations, 2014 PR No. 116/2016 SEBI Board Meeting The SEBI Board met in Mumbai today and took the following decisions: A. Consultation Paper for “Amendments to the SEBI …
SEBI warns public-Trading tips by SMS, websites or social media. Action taken against 10 entities for providing advice to public without registration Securities & Exchange Board of India SEBI cautions public to deal with only SEBI registered investment advisers and research analysts The general public is hereby cautioned …
Investor Protection Fund IPF of Depositories Guidelines Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/58 June 07, …
Securities & Exchange Board of India PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors by issuing securities including non-convertible and convertible debentures/ non-convertible and convertible preference shares/ equity shares in the garb of private placement, without complying with the provisions of Companies …
