Category: SEBI
Freezing Promoter Demat accounts for non-compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2016/116 …
Insurance companies disclosures as per IRDAI prescribed format in place of Schedule III to the Companies Act, 2013 SEBI CIRCULAR CIR/CFD/DIL/115/2016 October 24, 2016 To All issuers All Recognized Stock Exchanges Dear Sir/Madam, Sub: Disclosures in case of listed insurance companies 1. SEBI circular No. CIR/CFD/CMD/15/2015 dated Nov …
SEBI-online Investment Advisers and Research Analysts System Launched. Online application to be made for registration as Investment Advisers/Research Analysts. SEBI introduces online system for Investment Advisers and Research Analysts 1. SEBI has introduced an online system for Investment Advisers and Research Analysts to promote ease of operations in …
Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates-SEBI SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2016/90 …
Unique Client Code (UCC) and Mandatory requirement of Permanent Account Number (PAN) by Commodity Derivatives Exchanges-SEBI SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/87 …
Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR/CIR/P/2016/81 Date: September 07, 2016 To All Listed Entities All Registered Registrar & Share Transfer Agents All Depositories All Recognised Stock Exchanges …
SEBI Alternative Investment Funds Regulations 2012-FAQ. FAQs are prepared with a view to guide market participants on AIF SEBI Alternative Investment Funds Regulations 2012-FAQ Disclaimer: These FAQs are prepared with a view to guide market participants on SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”). For full particulars …
Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DEICE/CIR/P/2016/70 …
SEBI Circular on Mutual Funds. Prudential limits in sector exposure for HFC, Disclosure of Votes cast, Submitting of final copy of SID CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/68 …
PR No. 131/2016 SEBI introduces e-payment facility for payment of penalties, disgorgement amounts, etc. In order to enable ease of paying penalties, disgorgement amounts, settlement amounts, legal charges and recovery amounts, SEBI is introducing an option for e-payment of such amounts. Such payments may be remitted to the …
