Category: SEBI
Change in the formats for limited review reports and audit reports of the listed entity and those entities whose accounts are to be consolidated with the listed entity Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/44/2019 March 29, 2019 ToAll listed entities (whose equity shares and convertible securities …
SEBI (Custodian) (Amendment) Regulations, 2019 – Period of Validity of certificate. Certificate to be valid unless it is suspended or cancelled by the Board. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd March, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA (CUSTODIAN) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/04.—In …
SEBI Clarification on participation of Eligible Foreign Investors (EFIs) in Commodity Derivatives in IFSC Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DRMNP/CIR/P/2019/39 March 18, 2019 All Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC) Dear Sir / Madam Clarification on participation of Eligible Foreign Investors …
SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …
Employees of depository participant entities not to be considered as Depository Participant or their associate under SEBI (D&P) Regulations 2018 CIRCULAR SEBIIHO/MRD/ DOP2-DSA2/CIR/ P/2019/22 January 23, 2019 ToAll Depositories, Dear Sir / Madam, Sub: Clarifications in SEBI (Depositories and Participants) Regulations, 2018 SEBI, vide notification dated October …
The Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations 2019-Member of promoter group to also make disclosure SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st January, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA(PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/02.─In exercise of …
Writing of Covered Call Options by Mutual Fund Schemes-Norms for investment and disclosure by mutual funds in derivatives. SEBI Circular CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2019/17 January 16, 2019 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Sir/Madam, Subject: Norms for investment and …
Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode-SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/05 January 04, 2019 To, 1. All Recognized Depositories 2. All Recognized Stock Exchanges Dear Sir/Madam, Sub : Acceptance of Probate of Will …
NCFE has invited entries for the Logo design and Tagline design competition. The National Centre for Financial Education (NCFE) was setup in 2013 with support from all the financial sector regulators i.e., RBI, SEBI, IRDAI and PFRDA for implementation of the National Strategy for Financial Education (NSFE). It …
Transfer of securities only in demat form-SEBI extends deadline till April 1, 2019 PR No.: 49/2018 Dec 03, 2018 Transfer of securities only in demat form- Deadline extended till April 1, 2019 The Board, on March 28, 2018, decided that except in case of transmission or transposition of …
