Category: SEBI
SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …
Employees of depository participant entities not to be considered as Depository Participant or their associate under SEBI (D&P) Regulations 2018 CIRCULAR  SEBIIHO/MRD/ DOP2-DSA2/CIR/ P/2019/22                              January 23, 2019 ToAll Depositories, Dear Sir / Madam, Sub: Clarifications in SEBI (Depositories and Participants) Regulations, 2018 SEBI, vide notification dated October …
The Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations 2019-Member of promoter group to also make disclosure SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21st January, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA(PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2019 No. SEBI/LAD-NRO/GN/2019/02.─In exercise of …
Writing of Covered Call Options by Mutual Fund Schemes-Norms for investment and disclosure by mutual funds in derivatives. SEBI Circular CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2019/17 January 16, 2019 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Sir/Madam, Subject: Norms for investment and …
Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode-SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/05 January 04, 2019  To, 1. All Recognized Depositories 2. All Recognized Stock Exchanges  Dear Sir/Madam,  Sub : Acceptance of Probate of Will …
NCFE has invited entries for the Logo design and Tagline design competition. The National Centre for Financial Education (NCFE) was setup in 2013 with support from all the financial sector regulators i.e., RBI, SEBI, IRDAI and PFRDA for implementation of the National Strategy for Financial Education (NSFE). It …
Transfer of securities only in demat form-SEBI extends deadline till April 1, 2019 PR No.:Â 49/2018Â Dec 03, 2018 Transfer of securities only in demat form- Deadline extended till April 1, 2019 Â The Board, on March 28, 2018, decided that except in case of transmission or transposition of …
Listed entities to disclose reasons for delay in submission of financial results to stock exchanges as per time limit specified in Regulation 33 of Listing Regulations Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD-1/142/2018 November 19,2018 To All Listed Entities All the Recognized Stock Exchanges Dear Sir/Madam, Sub: …
SEBI Listing Obligations and Disclosure Requirements 6th Amendment Regulations 2018. Conditions for re-classification of any person as promoter / public SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th of November, 2018 Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018 …
Total Expense Ratio and Performance Disclosure for Mutual Funds – SEBI Direction to bring transparency, reduce portfolio churning and mis-selling in MF schemes Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2018/137 October 22, 2018 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of …
