Category: SEBI
Non-compliance of provisions of SEBI ICDR Regulations to attract stiff penalties. Stock exchange to issue notices to non-compliant listed entities. Circular Securities and Exchange Board of India CIRCULAR SEBI/ HO/CFD/ DIL2/CIR/ P/2019/94                 …
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds –Pending deployment  Securities and Exchange Board of India  CIRCULARSEBI/HO/IMD/DF4/CIR/P/2019/093  August 16, 2019  All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds  Sir/Madam,  Sub: Parking of …
Disclosure of reasons for encumbrance by promoter of listed companies. Additional disclosure requirements under SEBI Takeover Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR1/CIR/P/2019/90                                       August 07, 2019 To,All recognised stock exchanges Dear Sir/ Madam, Sub:  Disclosure  of  reasons  for encumbrance  by  promoter  of  listed companies 1. The …
SCORES user id password generation automation by SEBI for all new registered intermediaries to streamline process of providing SCORES credentials in the interest of investors Securities and Exchange of Board of Director CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2019/86 August 02, 2019 To All Intermediaries registered with SEBI (except Stock Brokers and Depository  Participants)All …
LES in Commodity Derivatives Contracts-Exemption to exchanges during first 5 years of operation from the date of SEBI’s approval for commencement Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/84                                               July 26, 2019 To,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir …
Staggered delivery Period in Commodity futures contracts-Revised norms by SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/83Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â Â July 26,2019 To ,The Managing Directors I Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives SegmentAll Recognized Clearing Corporations having Commodity Derivatives Segment Dear Sir /Â Madam, Sub: Staggered Delivery …
Streamlining the Process of Public Issue of Equity Shares and convertibles Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount Securities and Exchange Board of India SEBI/ HO/CFD/DIL2/CIRIP/2019/85                                                         July 26, 2019 ToRecognized Stock Exchanges DepositoriesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue …
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2019/82 July 19, 2019 To 1. All Listed Companies through the Stock Exchanges2. All Intermediaries registered with SEBI under Section 12 of the SEBI Act, 19923. Fiduciaries as per SEBI …
SEBI amends formats for limited review /Â audit report of the listed entity due to revision of SA 700 and other suggestions given by ICAI Procedure and formats for limited review /Â audit report of the listed entity and those entities whose accounts are to be consolidated with the listed …
SEBI proposes strict norms for resignation of Statutory Auditors from listed entities SEBI consultative paper on policy proposals with respect to resignation of Statutory Auditors from listed entities Securities and Exchange Board of India A. Background and rationale for review 1. There have been a significant number of …
