Category: SEBI
SEBI Enhanced Governance Norms for Credit Rating Agencies (CRAs) CIRCULARSEBI/HO/MIRSD/CRADT/CIR/P/2019/121 November 04, 2019 ToAll Credit Rating Agencies (CRAs) registered with SEBI Dear Sir/ Madam, Sub: Enhanced Governance Norms for Credit Rating Agencies (CRAs) In order to further enhance governance and accountability of Credit Rating Agencies (CRAs), the following …
Listed banks to make disclosure of divergence in asset classification and provisioning – SEBI Circular Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD1/120/2019 October 31,2019 ToAll banks which have listed specified securitiesAll the Recognized Stock Exchanges Madam / Sir, Sub: Disclosure of divergence in the asset classification and …
Conditions to be complied with upon resignation of the statutory auditor of a listed entity/material subsidiary w.r.t. limited review / audit report as per SEBI LODR Regulations Securities and Exchange Board of India CIRCULARCIR/CFD/CMD1/114/2019 October 18, 2019 ToAll Listed Entities/ Material SubsidiariesAll the Recognized Stock Exchanges Madam / …
Position Limits in Interest Rate Derivatives. Category-wise position limits for 4-8 and 8-11 years bucket Securities & Exchange Board of India CIRCULAR SEBI/HO/MRD/CIR/P/2019/103 September 26, 2019 All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir / Madam Position Limits in Interest Rate Derivatives (IRD) SEBI vide circulars …
SAT quashed SEBI order debarring by Price Waterhouse firms/other auditors from auditing listed Companies and Directions to listed Companies not to engage ABCAUS Case Law Citation:ABCAUS 3145 (2019) (09) SAT In the instant case, the appellant led by Price Waterhouse & Co had filed a group of appeals …
Extension of deadline for transfer of Clients’ Securities to their demat accounts by Trading / Clearing Members to 1st October 2019 from 1st September 2019 – SEBI Circular CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/95 August 29, 2019 ToAll Recognized Stock ExchangesAll Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
Non-compliance of provisions of SEBI ICDR Regulations to attract stiff penalties. Stock exchange to issue notices to non-compliant listed entities. Circular Securities and Exchange Board of India CIRCULAR SEBI/ HO/CFD/ DIL2/CIR/ P/2019/94 …
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds –Pending deployment Securities and Exchange Board of India CIRCULARSEBI/HO/IMD/DF4/CIR/P/2019/093 August 16, 2019 All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds Sir/Madam, Sub: Parking of …
Disclosure of reasons for encumbrance by promoter of listed companies. Additional disclosure requirements under SEBI Takeover Regulations Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR1/CIR/P/2019/90 August 07, 2019 To,All recognised stock exchanges Dear Sir/ Madam, Sub: Disclosure of reasons for encumbrance by promoter of listed companies 1. The …
SCORES user id password generation automation by SEBI for all new registered intermediaries to streamline process of providing SCORES credentials in the interest of investors Securities and Exchange of Board of Director CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2019/86 August 02, 2019 To All Intermediaries registered with SEBI (except Stock Brokers and Depository Participants)All …
