Category: SEBI
Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode-SEBI Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/05 January 04, 2019 To, 1. All Recognized Depositories 2. All Recognized Stock Exchanges Dear Sir/Madam, Sub : Acceptance of Probate of Will …
NCFE has invited entries for the Logo design and Tagline design competition. The National Centre for Financial Education (NCFE) was setup in 2013 with support from all the financial sector regulators i.e., RBI, SEBI, IRDAI and PFRDA for implementation of the National Strategy for Financial Education (NSFE). It …
Transfer of securities only in demat form-SEBI extends deadline till April 1, 2019 PR No.: 49/2018 Dec 03, 2018 Transfer of securities only in demat form- Deadline extended till April 1, 2019 The Board, on March 28, 2018, decided that except in case of transmission or transposition of …
Listed entities to disclose reasons for delay in submission of financial results to stock exchanges as per time limit specified in Regulation 33 of Listing Regulations Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD-1/142/2018 November 19,2018 To All Listed Entities All the Recognized Stock Exchanges Dear Sir/Madam, Sub: …
SEBI Listing Obligations and Disclosure Requirements 6th Amendment Regulations 2018. Conditions for re-classification of any person as promoter / public SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th of November, 2018 Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018 …
Total Expense Ratio and Performance Disclosure for Mutual Funds – SEBI Direction to bring transparency, reduce portfolio churning and mis-selling in MF schemes Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2018/137 October 22, 2018 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of …
SEBI Buy-back of Securities Regulations 2018. Conditions, compliance and filing requirements, tender offer, public announcement, offer procedure etc. SEBI has notified the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 2018. These regulations shall come into force on the date of their publication in the Official …
Prosecution cases launched for violation of SEBI Act and Regulations. SEBI has made available a list of where prosecution has been launched for violation of SEBI Regulations including Collective Investment Regulations 1999 Prosecution cases launched for violation of SEBI cases other than Collective Investment Scheme (588 cases starting …
Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as an intermediary to be registered with SEBI CIRCULAR SEBI/HO/MIRSD/DoP/CIR/P/2018/117 August 03, 2018 To, 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Sub-Brokers through Recognized Stock Exchanges Dear Sir/Madam, Sub: Role of Sub-Broker …
Guidelines on Anti-Money Laundering Standards and Combating the Financing of Terrorism. Obligations of Securities Market Intermediaries under PMLA MASTER CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/104 July 04,2018 To, All Intermediaries registered w ith SEBI under Section 12 of the Securities and Exc hange Board of India Act, 1992. (Through the stock exchanges for …
