Category: SEBI
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2019/82 July 19, 2019 To 1. All Listed Companies through the Stock Exchanges2. All Intermediaries registered with SEBI under Section 12 of the SEBI Act, 19923. Fiduciaries as per SEBI …
SEBI amends formats for limited review / audit report of the listed entity due to revision of SA 700 and other suggestions given by ICAI Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed …
SEBI proposes strict norms for resignation of Statutory Auditors from listed entities SEBI consultative paper on policy proposals with respect to resignation of Statutory Auditors from listed entities Securities and Exchange Board of India A. Background and rationale for review 1. There have been a significant number of …
SEBI Modifies Format for compliance report on Corporate Governance to be submitted to Stock Exchange (s) by Listed Entities Securities and Exchange Broad of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/78 July 16, 2019 To All Listed entities All the Recognised stock exchanges Dear Sir/Madam, Sub: Modification of circular dated September 24, 2015 …
SEBI releases Handbook of statistics on Indian securities market 2018 SEBI has been bringing out regularly the data on the Indian securities market at various frequencies – daily, monthly, quarterly and annually. The “Handbook of Statistics on Indian Securities Market” published by SEBI is a comprehensive and up-to-date …
Streamlining public issue of equity shares & convertibles process-Implementation Phase II of UPI with Application Supported by Block Amount SEBI/HO/CFD/DIL2/CIR/P/2019/76 June 28, 2019 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers …
Handling Clients Securities by Trading Members/Clearing Members. Client running account & pledging client securities with Banks/NBFCs, unpaid clients SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR CIR/ HO/MIRSD/DOP/CIR/ P/2019/75 June 20, 2019 To All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories All Trading Members/Clearing Members through Stock …
Design of Commodity Indices and Product Design for Futures on Commodity Indices SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2019/71 June 18, 2019 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir / Madam, Sub: Design of Commodity Indices …
SEBI issues guidelines for Enhanced Disclosures by Credit Rating Agencies. Cumulative Default Rates, Probability of Default benchmarks CIRCULAR SEBI/ HO/ MIRSD/ DOS3/CIR/P/2019/70 June 13, 2019 ToAll Credit Rating Agencies (CRAs) registered with SEBIAll Debenture Trustees(DTs) registered with SEBI Dear Sir/ Madam, Sub: Guidelines for Enhanced Disclosures by Credit …
MCA & SEBI enter into MOU to tighten regulatory oversight by sharing of data and information to keep surveillance on Corporate Frauds affecting economy Ministry of Corporate Affairs Press Release A formal Memorandum of Understanding (MOU) was signed between the Ministry of Corporate Affairs (MCA) and the Securities …
