Category: SEBI

Categorization and Rationalization of Mutual Fund Schemes by SEBI. Schemes broadly classified into 5 groups, equity, debt, hybrid, Solution oriented & others Securities and Exchange Board of India   CIRCULAR   SEBI/HO/IMD/DF3/CIR/P/2017/114   October 6, 2017   All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of …

Uploading clients data to stock exchanges by stock brokers-SEBI relaxes norms of Monitoring of Clients Funds and security balance lying with Stock Broker   CIRCULAR   CIR/HO/MIRSD/MIRSD2/CIR/PB/2017/107 September 25, 2017   To, The Managing Directors of all Recognized Stock Exchanges   Dear Sir/Madam, Sub: Clarification to Enhanced Supervision …

Front running prohibited practice under SEBI Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market Regulations 2003-Supreme Court ABCAUS Case Law Citation: ABCAUS 2079 (2017) (09) SC The Substantial Question of Law framed/urged for determination: Whether ‘front running by non-intermediary’ is a prohibited practice under regulations …

Misuse of bulk SMS in Securities Market sent to investors and general public inducing them to invest in or purchase the stocks of certain listed companies Aug 18, 2017                                       …

SEBI Substantial Acquisition of Shares and takeovers  Regulations 2017. Amendment to provide for debt restructuring scheme as per RBI guidelines  SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th August 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (AMENDMENT) REGULATIONS, 2017 No. …

SEBI Issue of Capital and Disclosure Requirements Regulations (Fourth Amendment) 2017 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th August 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2017 No. SEBI/LAD-NRO/GN/2017-18/016. ─In exercise of the powers conferred under …

SEBI suspends trading of securities in 331 shell companies. Trading permitted only on 1st Monday of month. Download Complete list of 331 shell companies SEBI in its communication dated 7th August, 2017 has forwarded a database of 331 shell companies to all Stock Exchanges (i.e. BSE, NSE, MSE …

Listed entities to disclose defaults of interest or repayment of loan to banks/ financial institutions within one day to Stock exchanges-SEBI CIRCULAR CIR/CFD/CMD/93/2017                                                                                        August 4, 2017 To All Listed entities All Recognised Stock Exchanges Dear Sir / Madam, Sub: Disclosures by listed entities of defaults on payment of …

Margin Trading Facility by stock broker to clients-SEBI clarification.Stock brokers may borrow funds by issuance of CP/unsecured long term loans from their promoters and directors.  Securities & Exchange Board of India CIRCULAR CIR/MRD/DP/ 86/2017 August 01, 2017 To, All Stock Exchanges Dear Sir/Madam, Sub: Margin Trading Facility- Clarification …

Online Filing System for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs). SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2017/83 July 24 , 2017 All Registered Infrastructure Investment Trusts All Registered Real Estate Investment Trusts Dear Sir/Madam, Sub: Online Filing System for Real Estate …