depository participant

  • SEBI

SEBI issues Master Circular for Depositories 2021

SEBI issues Master Circular for Depositories 2021 SECURITIES AND EXCHANGE BOARD OF INDIA Master Circular SEBI/HO/MRD2/DDAP/CIR/P/2021/18 February05, 2021 To,All Depositories…

3 years ago
  • SEBI

PoA is optional for opening client account by stock broker / depository participant – SEBI

PoA is optional for opening client account by stock broker / depository participant - SEBI  SECURITIES & EXCHANGE BOARD CIRCULAR…

4 years ago
  • SEBI

Depository Participants required to preserve records/documents for eight years minimum

Depositories and Depository Participants are required to preserve the records and documents for a minimum period of eight years Securities…

4 years ago
  • SEBI

Pledge include re-pledge of securities for margin / settlement obligations of client – SEBI

Pledge include re-pledge of securities for margin/settlement obligations of client-SEBI (Depositories and Participants) (Amendment) Regulations 2020 SECURITIES AND EXCHANGE BOARD…

4 years ago
  • SEBI

SEBI (Depositories and Participants) (Amendment) Regulations, 2019

Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2019 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai,…

5 years ago
  • SEBI

Employees of depository participant entities not to be considered as DP

Employees of depository participant entities not to be considered as Depository Participant or their associate under SEBI (D&P) Regulations 2018…

5 years ago