SEBI

  • SEBI

PoA is optional for opening client account by stock broker / depository participant – SEBI

PoA is optional for opening client account by stock broker / depository participant - SEBI  SECURITIES & EXCHANGE BOARD CIRCULAR…

4 years ago
  • SEBI

Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers

Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers Securities and Exchange Board of India…

4 years ago
  • SEBI

Frequently Asked Questions (FAQ) on Portfolio Managers by SEBI

Frequently Asked Questions (FAQ) on Portfolio Managers by SEBI SEBI has issued FAQs on Portfolio Mangers 1. Who is a…

4 years ago
  • SEBI

SEBI Master Circular for Mutual Funds updated till 25th August 2020

SEBI issues Master Circular for Mutual Funds  For effective regulation of the Mutual Fund Industry, Securities and Exchange Board of…

4 years ago
  • SEBI

AS to be followed by entities listing debt securities in IFSC for preparation of accounts Statement

Accounting Standards to be followed by entities issuing and/or listing debt securities in IFSC for preparation of statement of accounts…

4 years ago
  • SEBI

Depository Participants required to preserve records/documents for eight years minimum

Depositories and Depository Participants are required to preserve the records and documents for a minimum period of eight years Securities…

4 years ago
  • SEBI

Shri GP Garg takes charge as Executive Director SEBI

Shri GP Garg takes charge as Executive Director, SEBI Shri G P Garg took charge as Executive Director in SEBI…

4 years ago
  • SEBI

Handling of SCORES complaints by stock exchanges and SoP for non-redressal

Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/152…

4 years ago
  • SEBI

Trustees of Mutual Funds to appoint dedicated officer for administrative assistance

Trustees of Mutual Funds to appoint dedicated officer to give administrative assistance in monitoring various activities of the AMCs Securities…

4 years ago
  • SEBI

Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI

Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/148…

4 years ago