Category: SEBI

Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers

Extension of timeline for implementation of Grievance Resolution between listed entities and proxy advisers Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/159 August 27, 2020 All listed entities that have listed their specified securities All Recognized Stock Exchanges Madam / Sir, Subject: ‘Grievance Resolution between listed entities and …

Shri GP Garg takes charge as Executive Director SEBI

Shri GP Garg takes charge as Executive Director, SEBI Shri G P Garg took charge as Executive Director in SEBI on August 13, 2020. Prior to his promotion as Executive Director, Shri Garg was Chief General Manager in SEBI and has handled several important assignments in SEBI since …

Handling of SCORES complaints by stock exchanges and SoP for non-redressal

Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/152 13 August, 2020 To,All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges)All Recognized Stock ExchangesAll DepositoriesAll Investor Associations Dear Sir/ Madam, Sub: Investor …

Trustees of Mutual Funds to appoint dedicated officer for administrative assistance

Trustees of Mutual Funds to appoint dedicated officer to give administrative assistance in monitoring various activities of the AMCs Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/0000000151 August 10, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in …

Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI

Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/148 August 06, 2020 All Recognised Stock Exchanges Sir / Madam Subject: Administration and Supervision of Investment Advisers 1. SEBI, vide Circular SEBI/HO/MRD/DSA/CIR/P/2016/113 dated October 19, 2016, allowed registered …