Category: SEBI
Listed entities to disclose details of approved resolution plan under Insolvency and Bankruptcy Code (IBC) 2016 – SEBI SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. …
SEBI issues timeline for refund of security deposit on surrender of membership by Trading Members SECURITIES AND EXCHANGE BOARD OF INDIA SEBI/HO/MIRSD/FCR/CIR/P/2021/01 January 06, 2021 To,The Managing Director/Executive Director, All Stock Exchanges Dear Madam/Sir, Subject: Refund of security deposit 1.This is with reference …
Depository Receipts can be issued to NRIs holders in terms of SEBI employee benefit scheme Securities and Exchange Board of India CIRCULARSEBI/HO/MRD2/DCAP/CIR/P/2020/243 December 18, 2020 To,1. All recognized Stock Exchanges2. All Listed Companies through recognized Stock Exchanges 3. All recognized Depositories 4. All recognized Custodians Dear Sir / …
Govt. approves proposal of SEBI to sign Bilateral MoU between India and Financial and Commission de Surveillance du Secteur Financier (CSSF), Luxembourg The Government of India has given its approval for the proposal of Securities & Exchange Board of India (SEBI) to sign a bilateral Memorandum of Understanding …
SEBI Operational guidelines for Transfer & Dematerialization of re-lodged physical shares / crediting transferred shares into demat account of investor SECURITIES AND EXCHANGE BOARD OF INIDA CIRCULARSEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 December 02, 2020 ToAll Listed Companies(through Stock Exchanges)All Registrars to an Issue & Share Transfer Agents (RTA)All DepositoriesAll Recognized Stock ExchangesAll …
SEBI again gives relaxation in timelines for compliance with regulatory requirements by trading/ clearing members, depositories participants CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/235 December 01, 2020 To,1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres)2. All Depositories3. Trading members / Clearing Members through Stock Exchanges/Clearing Corporations …
Mandatory mock trading sessions made optional on provision of environment to test software related to Trading & Risk Management Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/234 November 24, 2020 All Recognised Stock Exchanges Dear Sir / Madam, Subject: Testing of software used in or related to Trading …
Fines for non-compliance with continuous disclosure requirements for issuers of listed Non-Convertible Debt Securities, NCRPS, Commercial Papers CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/ 2020/ 231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non – Convertible Debt Securities and/or Non – Convertible Redeemable Preference Shares All …
SEBI extends time for conducting EGMs of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/201 Dated: October 08, 2020 All Infrastructure Investment Trusts (InvITs)All Real Estate Investment Trusts (“REITs”)All Parties to InvITs and REITsAll Recognized …
SEBI Revised FAQs on SEBI (Prohibition of Insider Trading) Regulations 2015. Clarifications on Insider Trading SEBI Revised FAQs on SEBI (Prohibition of Insider Trading) Regulations 2015 FAQs on SEBI (PIT) Regulations 2015 Question: Whether requirement of pre-clearance is applicable for exercise of employee stock options? Answer: Employee stock …
