Category: SEBI
Review of delivery default and penalty norms in commodity derivatives segment. Percentage of penalty and norms for apportionment of penalty SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 March 23, 2021 To The Managing Directors / Chief Executive OfficersAll Clearing Corporations having Commodity Derivatives Segment Sir / Madam, …
SEBI Clarification on the valuation of bonds issued under Basel III framework. Deemed residual maturity for valuation of existing and new bonds Securities And Exchange Board Of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/034 March 22, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Boards of Trustees of Mutual Funds/Association of …
SEBI Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) Securities And Exchange Board Of India CIRCULAR SEBI/HO/MRD1/DTCS/CIR/P/2021/33 March 22, 2021 To,All Stock Exchanges,All Depositories,All Clearing Corporations Dear Sir/ Madam, Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market …
SEBI (Portfolio Managers) (Amendment) Regulations, 2021. Qualification to include Graduate Program from NISM or CFA charter CFA institute SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/10.—In exercise of …
SEBI (Research Analysts) (Amendment) Regulations 2021. Professional qualification to include Post Graduate Program from NISM SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09.—In exercise of the powers conferred …
SEBI (Investment Advisers) (2nd Amendment) Regulations 2021. Qualification of a registered investment advisor to include Graduate Program of NISM and CFA SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (SECOND AMENDMENT) REGULATIONS, …
Review of norms of investment in debt instruments with special features & valuation of perpetual bonds SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/032 March 10, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir …
Rollout of Legal Entity Template by SEBI. KYC record of LE accounts opened after 31.03.2021 to be uploaded to Central KYC Records Registry SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2021/31 March 10, 2021 To,All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository …
Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines for votes cast …
SEBI extends Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse to Stock Exchanges, Clearing Corporations and Depositories Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2021/23 March 03, 2021 To, All recognized Stock Exchanges, Clearing Corporations and Depositories Sir/Madam, Subject: Code of Conduct & …
