Category: SEBI
Rollout of Legal Entity Template by SEBI. KYC record of LE accounts opened after 31.03.2021 to be uploaded to Central KYC Records Registry SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2021/31 March 10, 2021 To,All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository …
Mutual Funds to cast votes compulsorily for certain resolutions-SEBI Guidelines Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines for votes cast …
SEBI extends Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse to Stock Exchanges, Clearing Corporations and Depositories Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2021/23 March 03, 2021 To, All recognized Stock Exchanges, Clearing Corporations and Depositories Sir/Madam, Subject: Code of Conduct & …
SEBI Master Circular on Surveillance of Securities Market SECURITES AND EXCHANGE BOARD OF INDIA MASTER CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/22 March 01, 2021 To 1. All Recognized Stock Exchanges2. All Depositories3. All Listed Companies4. All Market Intermediaries registered with SEBI under Section 12 of the SEBI Act, 1992 5. Fiduciaries as …
SEBI Consultation paper on Review of Provisions related to Independent Directors SEBI issues Consultation paper on “Review of Regulatory Provisions related to Independent Directors.” SEBI has over the years, strengthened the institution of independent directors (IDs) through the recommendations of various committees as also through stakeholder consultations. However, …
Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations 2015 of disclosure by certain persons SECURITIES AND EXCHANGE BOARD OF INDIA Circular SEBI/HO/ISD/ISD/CIR/P/2021/19 February 09, 2021 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: Revised disclosure formats under Regulation 7 of SEBI (Prohibition of …
SEBI issues Master Circular for Depositories 2021 SECURITIES AND EXCHANGE BOARD OF INDIA Master Circular SEBI/HO/MRD2/DDAP/CIR/P/2021/18 February05, 2021 To,All Depositories Dear Sir / Madam, Subject: Master Circular for Depositories 1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions to Depositories. …
Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2021/17 February 2, 2021 Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in …
Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th, January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/01.─In exercise of the powers conferred by sub-section …
SEBI amends ICDR regulation for requirement of minimum promoters’ contribution SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/03.—In exercise of the powers conferred under …
