Category: SEBI
Fines for non-compliance with continuous disclosure requirements for issuers of listed Non-Convertible Debt Securities, NCRPS, Commercial Papers CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/ 2020/ 231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non – Convertible Debt Securities and/or Non – Convertible Redeemable Preference Shares All …
SEBI extends time for conducting EGMs of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/201 Dated: October 08, 2020 All Infrastructure Investment Trusts (InvITs)All Real Estate Investment Trusts (“REITs”)All Parties to InvITs and REITsAll Recognized …
SEBI Revised FAQs on SEBI (Prohibition of Insider Trading) Regulations 2015. Clarifications on Insider Trading SEBI Revised FAQs on SEBI (Prohibition of Insider Trading) Regulations 2015 FAQs on SEBI (PIT) Regulations 2015 Question: Whether requirement of pre-clearance is applicable for exercise of employee stock options? Answer: Employee stock …
SEBI Guidelines on Inter Scheme Transfers of Securities Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/202 October 08, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines on Inter Scheme Transfers of …
Time period within which securities issued on private placement basis under SEBI ILDS, SEBI NCPRS, SEBI SDI and SEBI ILDM Regulations need to be listed after completion of allotment SECURITIES & EXCHANGE BOARD OF INDIA SEBI/HO/DDHS/CIR/P/2020/198 October 05, 2020 To All Recognized Stock Exchanges All Issuers All Depositories …
SEBI extends tenure of Smt. Madhabi Puri Buch as Whole-Time Member for a further period of one year beyond 04.10.2020 upto 04.10.2021 MINISTRY OF FINANCE(Department of Economic Affairs)(FINANCIAL MARKET DIVISION) NOTIFICATION New Delhi, the 3rd October, 2020 S.O. 3464(E).—In exercise of the powers conferred by Sub-Section (1)(d) and …
SEBI further extends time for submission of Undertaking / Indemnity bond by Trading/Clearing Members for bank accounts till October 31, 2020 SECURITIES & EXCHANGE BOARD OF INDIA CIRCULARSEBI/HO/MIRSD/DOP/CIR/P/2020/193 October 01, 2020 To,1. All Recognised Stock Exchanges2.All Recognised Clearing Corporations3.All Depositories Madam / Sir, Subject: Standard Operating Procedure in …
Review of provisions regarding valuation of debt and money market instruments due to the COVID -19 pandemic SECURITIES & EXCHANGE BOARD OF INDIA CIRCULARSEBI/HO/IMD/DF4/CIR/P/2020/192 October 01, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI)/Debenture Trustees …
SEBI further extend the timelines for compliance with the regulatory requirements by the trading members / clearing members Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/191 October 01, 2020 To,1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. Trading members / …
SEBI Guidelines for monitoring of foreign holding in Depository Receipts Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DCAP/CIR/P/2020/190 October 01, 2020 To,1. All recognized Stock Exchanges2. All recognized Depositories3. All recognized Custodians Dear Sir / Madam, Subject: Framework for monitoring of foreign holding in Depository Receipts 1. The …
