Category: SEBI
Shri GP Garg takes charge as Executive Director, SEBI Shri G P Garg took charge as Executive Director in SEBI on August 13, 2020. Prior to his promotion as Executive Director, Shri Garg was Chief General Manager in SEBI and has handled several important assignments in SEBI since …
Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2020/152 13 August, 2020 To,All companies whose securities are listed on SEBI recognized Stock Exchanges (through Stock Exchanges)All Recognized Stock ExchangesAll DepositoriesAll Investor Associations Dear Sir/ Madam, Sub: Investor …
Trustees of Mutual Funds to appoint dedicated officer to give administrative assistance in monitoring various activities of the AMCs Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/0000000151 August 10, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in …
Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/148 August 06, 2020 All Recognised Stock Exchanges Sir / Madam Subject: Administration and Supervision of Investment Advisers 1. SEBI, vide Circular SEBI/HO/MRD/DSA/CIR/P/2016/113 dated October 19, 2016, allowed registered …
Intimation of record date to all stock exchanges-SEBI amends LODR Regulations. Â Regulation 42 of the LODR requires a listed entity to intimate the fixing of record date or date of closure of transfer books to the Stock Exchanges. Record date is the date fixed by a listed …
Registration of Portfolio Managers to be Decentralized by SEBI from 05.08.2020 Securities and Exchange of Board of India Press Release No. 41/2020 Decentralization of work related to Registration of Portfolio Managers SEBI is granting registration to the applicants fulfilling the compliance of the various provisions of SEBI (Portfolio …
Grievance Resolution between listed entities and proxy advisers. Listed entities may approach SEBI to examine non-compliance with Code of Conduct Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/119 August 04, 2020 All listed entities that have listed their specified securitiesAll Recognized Stock Exchanges Madam / Sir, Subject: Grievance …
SEBI Procedural Guidelines for Proxy Advisors related to disclosure, sharing of information and communication with clients. Securities & Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/147 August 3, 2020 All SEBI registered Proxy Advisors Sir / Madam Subject: Procedural Guidelines for Proxy Advisors 1. Regulation 24(2) read with 23(1) of …
Listed companies (other tan public sector companies) to maintain minimum 25% public shareholding in three years  MINISTRY OF FINANCE(Department of Economic Affairs)  NOTIFICATION  New Delhi, the 31st July, 2020  G.S.R. 485(E).—In exercise of the powers conferred by section 30 of the Securities Contracts (Regulation) …
Use of digital signature for certifications to Stock Exchanges under LODR extended to 31.12.2020 on representation by ICSI in view of COVID -19 pandemic. Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/145 July 31, 2020 ToAll listed entities All Recognized Stock Exchanges Madam / Sir, Sub: Use of …
