Category: SEBI
SEBI Procedural Guidelines for Proxy Advisors related to disclosure, sharing of information and communication with clients. Securities & Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/147 August 3, 2020 All SEBI registered Proxy Advisors Sir / Madam Subject: Procedural Guidelines for Proxy Advisors 1. Regulation 24(2) read with 23(1) of …
Listed companies (other tan public sector companies) to maintain minimum 25% public shareholding in three years MINISTRY OF FINANCE(Department of Economic Affairs) NOTIFICATION New Delhi, the 31st July, 2020 G.S.R. 485(E).—In exercise of the powers conferred by section 30 of the Securities Contracts (Regulation) …
Use of digital signature for certifications to Stock Exchanges under LODR extended to 31.12.2020 on representation by ICSI in view of COVID -19 pandemic. Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2020/145 July 31, 2020 ToAll listed entities All Recognized Stock Exchanges Madam / Sir, Sub: Use of …
SEBI modifies penalty provisions for non/short collection of upfront margins in cash segment Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/146 July 31, 2020 To,All Recognised Stock ExchangesAll Recognised Clearing Corporations Dear Sir/Madam, Subject: Collection and Reporting of Margins by Trading Member (TM) /Clearing Member (CM) in Cash …
Relaxations relating to procedural matters in Takeovers and Buy-back to apply to open offers and buy-back through tender offers Securities and Exchange Board of India CIRCULARSEBI/HO/CFD/DCR2/CIR/P/2020/139 July 27, 2020 ToAll Listed EntitiesAll Recognized Stock ExchangesAll Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxations relating to procedural matters –Takeovers and …
Securities and Exchange Board of India (Settlement Proceedings) (Amendment) Regulations, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd July, 2020 Securities and Exchange Board of India (Settlement Proceedings) (Amendment) Regulations, 2020 No. SEBI/LAD-NRO/GN/2020/24.—In exercise of the powers conferred by Section 15JB of the …
Review of Stress Testing Methodology for Positions with Early Pay-in CCs permitted to consider ‘margin exemption granted’ or ‘value of early paid-in goods Securities & Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2020/128 July 21, 2020 To, The Managing Directors / Chief Executive Officers,All Clearing Corporations having Commodity Derivatives Segment …
Eligibility Criteria for Selection of Underlying Commodity Futures for Options on Commodity Futures Securities and Exchange Broad of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2020/125 July 20, 2020 To,The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir / Madam, Sub: Eligibility Criteria for Selection of …
Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2020/127 July 20, 2020 ToAll Recognized Stock Exchanges and Clearing Corporations (except Stock Exchanges and Clearing Corporations in International Financial Services Centre) Dear Sir /Madam …
Stock brokers may fund payment of exercise price in ESOP and/or RSUs which shall be adjusted against the sale proceeds The applicant was a registered Stock Broker. It sought clarification from SEBI under the Informal Guidance Scheme on the interpretation of Regulation 9(2) of SEBI (Share Based Employee …
