Category: SEBI
SEBI modifies penalty provisions for non/short collection of upfront margins in cash segment Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/146 July 31, 2020 To,All Recognised Stock ExchangesAll Recognised Clearing Corporations Dear Sir/Madam, Subject: Collection and Reporting of Margins by Trading Member (TM) /Clearing Member (CM) in Cash …
Relaxations relating to procedural matters in Takeovers and Buy-back to apply to open offers and buy-back through tender offers Securities and Exchange Board of India CIRCULARSEBI/HO/CFD/DCR2/CIR/P/2020/139 July 27, 2020 ToAll Listed EntitiesAll Recognized Stock ExchangesAll Registered Merchant Bankers Dear Sir/Madam, Sub: Relaxations relating to procedural matters –Takeovers and …
Securities and Exchange Board of India (Settlement Proceedings) (Amendment) Regulations, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd July, 2020 Securities and Exchange Board of India (Settlement Proceedings) (Amendment) Regulations, 2020 No. SEBI/LAD-NRO/GN/2020/24.—In exercise of the powers conferred by Section 15JB of the …
Review of Stress Testing Methodology for Positions with Early Pay-in CCs permitted to consider ‘margin exemption granted’ or ‘value of early paid-in goods Securities & Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2020/128 July 21, 2020 To, The Managing Directors / Chief Executive Officers,All Clearing Corporations having Commodity Derivatives Segment …
Eligibility Criteria for Selection of Underlying Commodity Futures for Options on Commodity Futures Securities and Exchange Broad of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2020/125 July 20, 2020 To,The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir / Madam, Sub: Eligibility Criteria for Selection of …
Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2020/127 July 20, 2020 ToAll Recognized Stock Exchanges and Clearing Corporations (except Stock Exchanges and Clearing Corporations in International Financial Services Centre) Dear Sir /Madam …
Stock brokers may fund payment of exercise price in ESOP and/or RSUs which shall be adjusted against the sale proceeds The applicant was a registered Stock Broker. It sought clarification from SEBI under the Informal Guidance Scheme on the interpretation of Regulation 9(2) of SEBI (Share Based Employee …
Manner & mechanism of providing exit option under SEBI InvIT Regulations SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/122 July 17, 2020 To,All Infrastructure Investment Trusts (“InvITs”)All Parties to InvITsAll Recognised Stock ExchangesAll Merchant Bankers Dear Sir/ Madam, Sub: Manner and mechanism of providing exit option to dissenting …
Manner / mechanism of providing exit option under SEBI REIT Regulations CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/123 July 17, 2020 To,All Real Estate Investment Trusts (“REITs”)All Parties to REITsAll Recognised Stock ExchangesAll Merchant Bankers Dear Sir/ Madam, Sub: Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation …
SEBI Prohibition of Insider Trading Amendment Regulations 2020. A structured digital database to be maintained for unpublished price sensitive information SEBI Prohibition of Insider Trading Amendment Regulations 2020 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th July, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA …
