Category: SEBI

SEBI Operational guidelines for Transfer & Dematerialization of re-lodged physical shares

SEBI Operational guidelines for Transfer & Dematerialization of re-lodged physical shares / crediting transferred shares into demat account of investor SECURITIES AND EXCHANGE BOARD OF INIDA CIRCULARSEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 December 02, 2020 ToAll Listed Companies(through Stock Exchanges)All Registrars to an Issue & Share Transfer Agents (RTA)All DepositoriesAll Recognized Stock ExchangesAll …

SEBI again gives relaxation in timelines for compliance with regulatory requirements

SEBI again gives relaxation in timelines for compliance with regulatory requirements by trading/ clearing members, depositories participants CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/235 December 01, 2020 To,1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres)2. All Depositories3. Trading members / Clearing Members through Stock Exchanges/Clearing Corporations …

Fines for non-compliance with SEBI continuous disclosure requirements

Fines for non-compliance with continuous disclosure requirements for issuers of listed Non-Convertible Debt Securities, NCRPS, Commercial Papers CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/ 2020/ 231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non – Convertible Debt Securities and/or Non – Convertible Redeemable Preference Shares All …

Extension of time for conducting EGMs of unit holders of InvITs and REITs through VC/OAVM

SEBI extends time for conducting EGMs of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means  Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/201 Dated: October 08, 2020 All Infrastructure Investment Trusts (InvITs)All Real Estate Investment Trusts (“REITs”)All Parties to InvITs and REITsAll Recognized …

SEBI Guidelines on Inter Scheme Transfers of Securities (ISTS)

SEBI Guidelines on Inter Scheme Transfers of Securities Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2020/202 October 08, 2020 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines on Inter Scheme Transfers of …

SEBI further extends time for submission of Undertaking by TM/CM for bank accounts

SEBI further extends time for submission of Undertaking / Indemnity bond by Trading/Clearing Members for bank accounts till October 31, 2020 SECURITIES & EXCHANGE BOARD OF INDIA CIRCULARSEBI/HO/MIRSD/DOP/CIR/P/2020/193 October 01, 2020 To,1. All Recognised Stock Exchanges2.All Recognised Clearing Corporations3.All Depositories Madam / Sir, Subject: Standard Operating Procedure in …