SEBI warns Investment Advisers dealing in unregulated products SEBI has warned registered Investment Advisers engaged in unregulated activity. According to…
BSE Administration & Supervision Limited granted recognition as Investment Adviser Administration and Supervisory Body under SEBI (Investment Advisers) Regulations 2013…
SEBI (Investment Advisers) (2nd Amendment) Regulations 2021. Qualification of a registered investment advisor to include Graduate Program of NISM and…
Stock exchange subsidiary to administer & supervise Investment Advisers registered with SEBI SECURITIES AND EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/148…
SEBI amended Investment Advisers Regulations 2013 SEBI has amended its Securities and Exchange Board of India (Investment Advisers) Regulations,…
Measures to strengthen the conduct of Investment Advisers (IA) - SEBI Circular Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2019/169 …