SEBI-online Investment Advisers and Research Analysts System Launched. Online application to be made for registration as Investment Advisers/Research Analysts. SEBI…
Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates-SEBI…
Unique Client Code (UCC) and Mandatory requirement of Permanent Account Number (PAN) by Commodity Derivatives Exchanges-SEBI SECURITIES & EXCHANGE BOARD…
Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders Securities and…
SEBI Alternative Investment Funds Regulations 2012-FAQ. FAQs are prepared with a view to guide market participants on AIF SEBI Alternative…
Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges Securities and Exchange Board of India…
SEBI Circular on Mutual Funds. Prudential limits in sector exposure for HFC, Disclosure of Votes cast, Submitting of final copy…
PR No. 131/2016 SEBI introduces e-payment facility for payment of penalties, disgorgement amounts, etc. In order to enable ease of…
FAQ SEBI Delisting of Equity Shares Regulations 2009 These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the…
SEBI- Client Registration Documents in 15 Vernacular Languages SECURITIES AND EXCHANGE BOARD OF INDIA PR No. 130/2016 SEBI had prescribed…