SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to Securities Market) (Amendment) Regulations 2022 The Securities and Exchange Board…
Guidelines for Investment and/or Trading in Securities by Employees of AMC(s) and Trustees SEBI had specified the norms for investment/…
Maintenance of current accounts in multiple banks by Stock Brokers Stock brokers may open appropriate no. of current accounts in…
SEBI relaxes procedural matters related to Issues and Listing SEBI vide Circular no. SEBI/HO/CFD/DIL2/CIR/P/2020/78 dated May 6, 2020, granted one…
SEBI mandates certification for principal officer/employees of Portfolio Managers having decision making authority related to fund management As per the…
SEBI requires registered entities to accept only operative PAN linked with Aadhaar number by client As per Central Board of…
Alignment of interest of Asset Management Companies (‘AMCs’) with the Unitholders of the Mutual Fund Schemes Securities and Exchange Board…
Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism of SEBI SEBI had issued a Circular SEBI/HO/DMS/CIR/P/2017/15 dated February…
Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors by Asset Management Companies (AMCs) Disclosure of risk-o-meter…
Additional Penalty for Repeated Delivery Default by a seller/buyer to be imposed @ 3 % of the value of the…