Qualified Stock Broker. - SEBI prescribes qualifying parameters and responsibilities SEBI vide notification No. SEBI/LAD-NRO/GN/2023/116 has amended the Securities and…
SEBI notifies rules for listing at Social Stock Exchange by Non Profit Organizations/Profit Social Enterprises SEBI has notified the Securities…
Unit Holders of Mutual fund to provide nomination or opt out before 31.03.2023 to avoid freezing their folios. SEBI issued…
Procedure for seeking prior approval for change in control of Portfolio Managers SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD-1/DOF1/P/CIR/2022/77…
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default SEBI vide circular…
SEBI simplifies procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and…
SEBI issues Guidelines on Accounting as per IND AS of Mutual Funds Schemes SEBI vide notification dated January 25, 2022…
Change in control of the asset management company involving scheme of arrangement SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/IMD-I…
SEBI KYC Registration Agency (Amendment) Regulations 2022. More duties/power given to KRA SECURITIES AND EXCHANGE BOARD OF INDIA …
SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations 2022. SEBI amends the Securities and Exchange Board of India (Listing Obligations…