sebi

  • SEBI

SEBI-Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges from FY 2016-17 onwards

Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges Securities and Exchange Board of India…

8 years ago
  • SEBI

SEBI Client Registration Documents in 15 Vernacular Languages to be provided to clients.

SEBI- Client Registration Documents in 15 Vernacular Languages  SECURITIES AND EXCHANGE BOARD OF INDIA PR No. 130/2016 SEBI had prescribed…

8 years ago
  • SEBI

SEBI Revised Formats for Financial Results and Ind-AS Implementation by Listed Entities

Revised Formats for Financial Results and Ind-AS Implementation by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/FAC/62/2016  …

8 years ago
  • SEBI

SEBI – FAQ on Foreign Portfolio Investors

SEBI - FAQ on Foreign Portfolio Investors - 164 Question and answers  SEBI has issued a FAQ consisting of 164…

8 years ago
  • SEBI

SEBI-Position limits for currency derivatives contracts Framework Review. Position limit linked to open interest applicable at time of opening a position

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/60                        …

8 years ago
  • SEBI

SEBI Caution-Unlisted companies luring investors by issuing securities /non-convertible debentures/shares etc. in the garb of private placement

Securities & Exchange Board of India PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors…

8 years ago
  • SEBI

SEBI-Restriction on redemption in Mutual Funds with effect from July 01, 2016. Restriction not to exceed 10 working days out of 90 days period.

Restriction on redemption in Mutual Funds Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/57            …

8 years ago
  • SEBI

Depository to devise and maintain wind-down plan-SEBI (Depositories and Participants) (Third Amendment) Regulations, 2016-Notification

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND…

8 years ago
  • SEBI

Disclosure Audit Qualifications Impact by Listed Entities. Cumulative impact in separate format to be submitted to stock Exchanges-SEBI Circular

 Disclosure of Audit Qualifications Impact by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD/56/2016        …

8 years ago
  • SEBI

SEBI Guidelines public issue of InvITs units as per SEBI (Infrastructure Investment Trusts) Regulations, 2014. Circular dated 11/05/2016

SEBI Guidelines public issue of InvITs units Securities Exchange Board of India CIRCULAR CIR/IMD/DF/55/2016            …

8 years ago