Tag: compliance report
Up-to-date Format of Annual Secretarial Compliance Report by Company Secretaries for submission to Stock Exchanges MS Word Format of Annual Secretarial Compliance Report Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 require that every listed entity and its material unlisted subsidiaries incorporated in India shall …
FAQ on Compliance functions in banks and Role of Chief Compliance Officer (CCO) The other day the RBI had issued Guidelines for Compliance functions in banks and Role of Chief Compliance Officer to bring uniformity in approach followed by banks, as also to align the supervisory expectations on …
RBI Guidelines for Compliance functions in banks and Role of Chief Compliance Officer (CCO) RBI in April 2017 had issued Guidelines for Compliance function in banks. The Guideline provided that each bank, will formulate a Compliance Function for their bank and it shall be the responsibility of bank’s …
SEBI Modifies Format for compliance report on Corporate Governance to be submitted to Stock Exchange (s) by Listed Entities Securities and Exchange Broad of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/78 July 16, 2019 To All Listed entities All the Recognised stock exchanges Dear Sir/Madam, Sub: Modification of circular dated September 24, 2015 …
SEBI issues Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries Securities and Exchange Board of India Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries CIRCULAR CIR/CFD/CMD1/27/2019 February 08, …
