portfolio manager

  • SEBI

Procedure for seeking prior approval for change in control of Portfolio Managers

Procedure for seeking prior approval for change in control of Portfolio Managers SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD-1/DOF1/P/CIR/2022/77…

2 years ago
  • SEBI

SEBI mandates certification requirement for principal officer/employees of Portfolio Managers

SEBI mandates certification for principal officer/employees of Portfolio Managers having decision making authority related to fund management As per the…

3 years ago
  • SEBI

SEBI specifies procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers

SEBI specifies procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers SECURITIES & EXCHANGE BOARD…

3 years ago
  • SEBI

Portfolio manager to obtain prior approval of SEBI in case of change in control as condition of registration

Portfolio manager to obtain prior approval of SEBI in case of change in control. SEBI amends conditions for registration of…

3 years ago
  • SEBI

Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations 2021

SEBI (Portfolio Managers) (Amendment) Regulations, 2021. Qualification to include Graduate Program from NISM or CFA charter CFA institute   SECURITIES…

3 years ago
  • SEBI

Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC)

Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) SECURITIES & EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/169 September…

4 years ago
  • SEBI

Frequently Asked Questions (FAQ) on Portfolio Managers by SEBI

Frequently Asked Questions (FAQ) on Portfolio Managers by SEBI SEBI has issued FAQs on Portfolio Mangers 1. Who is a…

4 years ago
  • SEBI

Registration of Portfolio Managers to be Decentralized by SEBI from 05.08.2020

Registration of Portfolio Managers to be Decentralized by SEBI from 05.08.2020 Securities and Exchange of Board of India Press Release…

4 years ago