Tag: sebi
Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DEICE/CIR/P/2016/70 …
SEBI- Client Registration Documents in 15 Vernacular Languages SECURITIES AND EXCHANGE BOARD OF INDIA PR No. 130/2016 SEBI had prescribed the following documents in order to make clients aware of their rights and obligations vis-à-vis the stock broker & sub-broker, make the clients aware of the risks involved …
Revised Formats for Financial Results and Ind-AS Implementation by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/FAC/62/2016 …
SEBI – FAQ on Foreign Portfolio Investors – 164 Question and answers SEBI has issued a FAQ consisting of 164 questions and answers on Foreign Portfolio Investors to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 The FAQ has been grouped into following headings: I. Transition from …
Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/60 …
Securities & Exchange Board of India PR No. 109/2016 Caution to the Investors Some unlisted companies are luring retail investors by issuing securities including non-convertible and convertible debentures/ non-convertible and convertible preference shares/ equity shares in the garb of private placement, without complying with the provisions of Companies …
Restriction on redemption in Mutual Funds Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/57 …
SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 27th May, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (THIRD AMENDMENT) REGULATIONS, 2016 No. SEBI/LAD-NRO/GN/2016-17/007-In exercise of the powers conferred by Section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) …
Disclosure of Audit Qualifications Impact by Listed Entities Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD/56/2016 …
SEBI Guidelines public issue of InvITs units Securities Exchange Board of India CIRCULAR CIR/IMD/DF/55/2016 …
