Tag: sebi informal guidance

Stock brokers may fund payment of exercise price in ESOP and/or RSUs which shall be adjusted against the sale proceeds The applicant was a registered Stock Broker. It sought clarification from SEBI under the Informal Guidance Scheme on the interpretation of Regulation 9(2) of SEBI (Share Based Employee …

Angel Fund Scheme-Investor may selectively participate and are ring-fenced from other Schemes – SEBI  The requisitionist was an Investment Manager to and Angel Fund. The Fund, being an Angel Fund, had a separate scheme for each of its investments and was filing a separate scheme document with SEBI …