Day: August 3, 2018

Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as intermediary to be registered with SEBI

Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as an intermediary to be registered with SEBI CIRCULAR SEBI/HO/MIRSD/DoP/CIR/P/2018/117 August 03, 2018 To, 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Sub-Brokers through Recognized Stock Exchanges Dear Sir/Madam, Sub: Role of Sub-Broker …