SEBI

  • SEBI

Acceptance of Probate/Will for Transmission of Securities held in demat mode – SEBI Circular

Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode-SEBI Securities and Exchange Board of…

5 years ago
  • RBI

Logo Design and Tagline Competition by National Centre for Financial Education

NCFE has invited entries for the Logo design and Tagline design competition. The National Centre for Financial Education (NCFE) was…

5 years ago
  • SEBI

Transfer of securities only in demat form-SEBI extends deadline till April 1, 2019

Transfer of securities only in demat form-SEBI extends deadline till April 1, 2019 PR No.: 49/2018  Dec 03, 2018 Transfer of…

5 years ago
  • SEBI

Listed entities to disclose reasons for delay in submission of financial results to stock exchanges

Listed entities to disclose reasons for delay in submission of financial results to stock exchanges as per time limit specified…

5 years ago
  • SEBI

SEBI Listing Obligations and Disclosure Requirements 6th Amendment Regulations 2018

SEBI Listing Obligations and Disclosure Requirements 6th Amendment Regulations 2018. Conditions for re-classification of any person as promoter / public…

5 years ago
  • SEBI

Total Expense Ratio and Performance Disclosure for  Mutual Funds – SEBI Direction

Total Expense Ratio and Performance Disclosure for  Mutual Funds - SEBI Direction to bring transparency, reduce portfolio churning and mis-selling…

6 years ago
  • SEBI

Securities and Exchange Board of India (Buy-back of Securities) Regulations 2018

SEBI Buy-back of Securities Regulations 2018. Conditions, compliance and filing requirements, tender offer, public announcement, offer procedure etc. SEBI has…

6 years ago
  • SEBI

Prosecution cases launched for violation of SEBI Act and Regulations

Prosecution cases launched for violation of SEBI Act and Regulations.   SEBI has made available a list of where prosecution has…

6 years ago
  • SEBI

Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as intermediary to be registered with SEBI

Migration of Sub-Broker to Authorized Person after discontinue of Sub-Broker as an intermediary to be registered with SEBI CIRCULAR SEBI/HO/MIRSD/DoP/CIR/P/2018/117…

6 years ago
  • SEBI

Obligations of Securities Market Intermediaries under PMLA – SEBI Master Circular

Guidelines on Anti-Money Laundering Standards and Combating the Financing of Terrorism. Obligations of Securities Market Intermediaries under PMLA MASTER CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/104                                                 …

6 years ago