Tag: due diligence
ICSI prescribes Due Diligence Report for Format for Listed Entities ICSI has prescribed Due Diligence Report format for Listed Entities pursuant to Regulation 10 (3) of the SEBI (Delisting of Equity Shares) Regulations, 2021. As per the prescribed format, the Company Secretary has to verify the applicability and …
CA held guilty of misconduct by not obtaining bank confirmation by exercising due diligence when fake statement was only a printed paper with no signatures or seal ABCAUS Case Law Citation: ABCAUS 2572 (2018) (10) AA Important Case Laws Cited/relied upon by the Appellant: Council of Institute of …
Customer due diligence for re-activation of dormant bank accounts. Ensuring genuineness of transaction, verification of signature and identity – RBI Reserve Bank of India Requirement of customer due diligence and need for maintenance of records RBI/2016-17/173 DBR.AML.BC.No.44/14.01.001/2016-17 December 06, 2016 All Regulated Entities (REs) Dear Sir/Madam, Requirement of …
