Tag: due diligence
PNB invites application for empanelment for CA/CMA/CS (firms / individuals) for preparation of due diligence report Punjab National Bank Zonal Office Ahmadabad is inviting application for empanelment for chartered accountant/cost accountant/company secretary (firms / individuals) for preparation of due diligence report Pre-Requisites for enlistment as Due Diligence Professional: …
SEBI prescribes format of Due Diligence Certificate to be given by the Debenture Trustees (DTs) SEBI vide notification dated July 10, 2024, had amended the SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 (‘NCS Regulations’) inter-alia specifying the format of due diligence certificate to be submitted by …
ICSI prescribes Due Diligence Report for Format for Listed Entities ICSI has prescribed Due Diligence Report format for Listed Entities pursuant to Regulation 10 (3) of the SEBI (Delisting of Equity Shares) Regulations, 2021. As per the prescribed format, the Company Secretary has to verify the applicability and …
CA held guilty of misconduct by not obtaining bank confirmation by exercising due diligence when fake statement was only a printed paper with no signatures or seal ABCAUS Case Law Citation: ABCAUS 2572 (2018) (10) AA Important Case Laws Cited/relied upon by the Appellant: Council of Institute of …
Customer due diligence for re-activation of dormant bank accounts. Ensuring genuineness of transaction, verification of signature and identity – RBI Reserve Bank of India Requirement of customer due diligence and need for maintenance of records RBI/2016-17/173 DBR.AML.BC.No.44/14.01.001/2016-17 December 06, 2016 All Regulated Entities (REs) Dear Sir/Madam, Requirement of …
